JAMES SPROUT & ASSOCIATES INC
CRD #111031 SEC #801-14748 FORT COLLINS, CO 970-484-9222
SEC Registered
Total AUM
$60M
Discretionary
$50M
Employees
10
Clients
26
Accounts
120
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Apr 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPROUT, JAMES, PHILLIP | I | PRESIDENT AND DIRECTOR | NA | Control |
| SPROUT, JAMES, PHILLIP | I | PRESIDENT AND DIRECTOR | NA | Control |
| THORNTON, DENAI, MARSHALL | I | SECRETARY AND DIRECTOR | NA | |
| THORNTON, DENAI, MARSHALL | I | SECRETARY AND DIRECTOR | NA | |
| WESTREND FINANCIAL CORPORATION | DE | HOLDING COMPANY | E | |
| WESTREND FINANCIAL CORPORATION | DE | HOLDING COMPANY | E |
Registrations
Federal
IA
Apr 26, 2002 REGISTERED
Notice Filings (1)
CO
Address
318 CANYON AVENUESUITE 100
FORT COLLINS, CO 80521
USA
Phone: 970-484-9222