THINKORSWIM ADVISORS, INC.

CRD #111046 SEC #801-49181 CHICAGO, IL 773-435-3210

SEC Registered

Total AUM

$157.7M

Discretionary

$157.7M

Employees

Clients

Accounts

248

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 22, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
BUNCH, JOHN, BRADLEY	I	DIRECTOR	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
GERBER, WILLIAM, JOSEPH	I	TREASURER	NA	Control
KELLEY, DAVID, MICHAEL	I	VICE PRESIDENT,DIRECTOR	NA	Control
KELLEY, DAVID, MICHAEL	I	VICE PRESIDENT,DIRECTOR	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
OTT, GILBERT, RUSSELL	I	SECRETARY	NA	Control
QUIRK, STEVE, MARK	I	PRESIDENT	NA	Control
QUIRK, STEVE, MARK	I	PRESIDENT	NA	Control
QUIRK, STEVE, MARK	I	PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
SOSNOFF, TOM	I	PRESIDENT	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER	NA	Control
STAPLETON, ROBERT, JAMES	I	CHIEF EXECUTIVE OFFICER	NA	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
THINKORSWIM GROUP, INC.	DE	OWNERS	E	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	D	Control
SHERIDAN, SCOTT, DANIEL	I	VICE-PRESIDENT	D	Control
SOSNOFF, TOM	I	PRESIDENT	D	Control
SOSNOFF, TOM	I	PRESIDENT	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
INVESTOOLS INC.	DE	THINKORSWIM GROUP, INC.	E	Control
INVESTOOLS INC.	DE	THINKORSWIM GROUP, INC.	E	Control
INVESTOOLS INC.	DE	THINKORSWIM GROUP, INC.	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
TD AMERITRADE HOLDING CORPORATION	DE	THINKORSWIM GROUP, INC	E	Control
SHERIDAN, SCOTT, DANIEL	I	THINKORSWIM GROUP, INC.	C	Control
SHERIDAN, SCOTT, DANIEL	I	THINKORSWIM GROUP, INC.	C	Control
SHERIDAN, SCOTT, DANIEL	I	THINKORSWIM GROUP, INC.	C	Control
SHERIDAN, SCOTT, DANIEL	I	THINKORSWIM GROUP, INC.	C	Control
SHERIDAN, SCOTT, DANIEL	I	THINKORSWIM GROUP, INC.	C	Control
SOSNOFF, TOM	I	THINKORSWIM GROUP, INC.	C	Control
SOSNOFF, TOM	I	THINKORSWIM GROUP, INC.	C	Control
SOSNOFF, TOM	I	THINKORSWIM GROUP, INC.	C	Control
SOSNOFF, TOM	I	THINKORSWIM GROUP, INC.	C	Control
SOSNOFF, TOM	I	THINKORSWIM GROUP, INC.	C	Control

Registrations

Federal

Feb 22, 2007 REGISTERED

Notice Filings (51)

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Address

600 WEST CHICAGO AVENUE
SUITE 100
CHICAGO, IL 60610
USA

Phone: 773-435-3210