IBBOTSON ASSOCIATES, INC.
CRD #111057 SEC #801-57505 CHICAGO, IL 312-696-6700
SEC Registered
Total AUM
$38B
Discretionary
$38B
Employees
32
Clients
0
Accounts
861,845
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANNIN, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| ANNIN, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| ANNIN, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| ANNIN, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| BARDELL, RITA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARDELL, RITA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| DELMAN, LAURA, L. | I | MANAGING DIRECTOR | NA | |
| DELMAN, LAURA, L. | I | MANAGING DIRECTOR | NA | |
| FALASCHETTI, DOMINIC, ANTHONY | I | 401K SENIOR CONSULTANT | NA | Control |
| FALASCHETTI, DOMINIC, ANTHONY | I | 401K SENIOR CONSULTANT | NA | Control |
| FALASCHETTI, DOMINIC, ANTHONY | I | 401K SENIOR CONSULTANT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| HENKEL, MICHAEL | I | PRESIDENT | NA | Control |
| IDZOREK, THOMAS, MARK | I | VICE PRESIDENT | NA | Control |
| IDZOREK, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| IDZOREK, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| IDZOREK, THOMAS, MARK | I | VICE PRESIDENT | NA | Control |
| IDZOREK, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| IDZOREK, THOMAS, MARK | I | VICE PRESIDENT | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| IDZOREK, THOMAS, MARK | I | PRESIDENT AND CIO | NA | Control |
| KOWALCZYK, MARK, ALEXANDER | I | MANAGING DIRECTOR | NA | Control |
| KOWALCZYK, MARK, ALEXANDER | I | MANAGING DIRECTOR | NA | |
| KOWALCZYK, MARK, ALEXANDER | I | MANAGING DIRECTOR | NA | |
| KOWALCZYK, MARK, ALEXANDER | I | MANAGING DIRECTOR | NA | |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KRAFCISIN, TERESA, M | I | VICE PRESIDENT - DIRECTOR OF FINANCE | NA | Control |
| KREGER, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KREGER, JOHN | I | MANAGING DIRECTOR | NA | |
| KREGER, JOHN | I | MANAGING DIRECTOR | NA | |
| LATHAM, LORIE, LEIGH | I | VICE PRESIDENT | NA | Control |
| LATHAM, LORIE, LEIGH | I | VICE PRESIDENT | NA | Control |
| MICHAELS, ELIZABETH, G | I | VICE PRESIDENT | NA | Control |
| MITCHELL, DOREEN, WURSTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| NEEDHAM, DANIEL | I | PRESIDENT | NA | Control |
| RADGOWSKI, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGLETON, JORDAN, CLAY | I | VICE PRESIDENT | NA | |
| SINGLETON, JORDAN, CLAY | I | VICE PRESIDENT | NA | |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| IBBOTSON, ROGER, GLENN | I | CHAIRMAN OF THE BOARD | E | Control |
| IBBOTSON, ROGER, GLENN | I | CHAIRMAN OF THE BOARD | E | Control |
| IBBOTSON, ROGER, GLENN | I | CHAIRMAN OF THE BOARD | E | Control |
| IBBOTSON, ROGER, GLENN | I | CHAIRMAN OF THE BOARD | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
| MORNINGSTAR, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C | Control |
Registrations
Federal
IA
Mar 26, 2015 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
22 WEST WASHINGTON STREETCHICAGO, IL 60602-7676
United States
Phone: 312-696-6700