BUFFALO CAPITAL CORPORATION
CRD #111064 SEC #801-80054 NEWPORT BEACH, CA 949-476-2799
SEC Registered
Total AUM
$126.3M
Discretionary
$126.3M
Employees
4
Clients
11
Accounts
194
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| BEIMFOHR, KURT | I | VICE-PRESIDENT | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | TRADER | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF TRADING | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| SPRAGUE, TERRI, L | I | DIRECTOR OF OPERATIONS | NA | |
| BEIMFOHR, KURT, E | I | PRESIDENT & DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CFO & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CFO | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VIETH, JEFFREY | I | DIRECTOR | E | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| VIETH, JEFFREY | I | DIRECTOR | D | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | SENIOR VICE-PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| BEIMFOHR, KURT, E | I | PRESIDENT | C | Control |
| VIETH, JEFFREY | I | CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| VIETH, JEFFREY | I | DIRECTOR | B | Control |
Registrations
Federal
IA
Apr 2, 2020 REGISTERED
Notice Filings (2)
CA TX
Address
4299 MACARTHUR BLVDSUITE 100
NEWPORT BEACH, CA 92660
United States
Phone: 949-476-2799