SORRENTO INVESTMENT CO LLC
Legal name: CAPRI INVESTMENT COMPANY, LLC
CRD #111070 SEC #801-56051 LOS ANGELES, CA 310-203-7521
SEC Registered
Total AUM
$227.2M
Discretionary
$227.2M
Employees
5
Clients
10
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, MARY, GLASIER | I | WIFE | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT | D | Control |
| WOLFEN, WERNER, FELIX | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (1)
CA
Address
1800 AVENUE OF THE STARSSUITE 600
LOS ANGELES, CA 90067
USA
Phone: 310-203-7521