PROVIDENT CAPITAL CORP
CRD #111078 SEC #801-11571 LA JOLLA, CA 858-623-8459
SEC Registered
Total AUM
$173M
Discretionary
$173M
Employees
5
Clients
0
Accounts
245
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TONG, ROBBINS, YUEQUEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| TONG, ROBBINS, YUEQUEN | I | PRESIDENT, COMPLIANCE OFFICER | E | Control |
| TONG, ROBBINS, YUEQUEN | I | PRESIDENT, COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (10)
CA CT FL MA NH NJ NY TX VA VT
Address
4130 LA JOLLA VILLAGE DRSTE 203
LA JOLLA, CA 92037
USA
Phone: 858-623-8459