FRED H. FALLS
Legal name: FALLS WEALTH MANAGEMENT, INC.
CRD #111080 SEC #801-57788 SAN ANTONIO, TX 210-732-6181
SEC Registered
Total AUM
$27.4M
Discretionary
$1.6M
Employees
5
Clients
10
Accounts
51
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALLS, FRED, H | I | PRESIDENT | E | Control |
| FALLS, FRED, H | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 2, 2002 REGISTERED
Notice Filings (1)
TX
Address
745 E. MULBERRY AVENUESUITE 480
SAN ANTONIO, TX 78212
USA
Phone: 210-732-6181