LEBENTHAL ASSET MANAGEMENT INC
CRD #111088 SEC #801-46143 NEW YORK, NY 212-748-5500
SEC Registered
Total AUM
$243.7M
Discretionary
$243.7M
Employees
10
Clients
--
Accounts
93
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Aug 31, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEBENTHAL, ALEXANDRA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEBENTHAL, JAMES, AVRAM | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCGRATH, JAMES, EDWARD | I | TREASURER / DIRECTOR | NA | Control |
| SERBE, GREGORY, WAYNE | I | PRESIDENT | NA | Control |
| TOBIN, PAULA, ALYCE | I | SECRETARY / DIRECTOR | NA | Control |
| LEBENTHAL & CO., INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEBENTHAL, JAMES, AVRAM | I | LEBENTHAL ASSET MANAGEMENT | D | Control |
| SAYRA LEBENTHAL TRUST | DE | LEBENTHAL ASSET MANAGEMENT | C | Control |
Registrations
Federal
IA
Aug 31, 2001 REGISTERED
Notice Filings (1)
NY
Address
120 BROADWAYNEW YORK, NY 10271-0005
USA
Phone: 212-748-5500