RIA Intelligence

FINANCIAL SENSE ADVISORS, INC.

CRD #111090 SEC #801-25937 SAN DIEGO, CA 858-487-3939
SEC Registered Broker-Dealer
Total AUM
$681.4M
Discretionary
$681.4M
Employees
13
Clients
11
Accounts
1,104

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 4, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Helm, LisaICEONA Control
Helm, LisaICEONA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENIVICE PRESIDENT OPERATIONSNA Control
MIDDLETON, SCOTT, ALLENICHIEF OPERATING OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF OPERATING OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF OPERATING OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF OPERATING OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF COMPLIANCE OFFICERNA Control
MIDDLETON, SCOTT, ALLENICHIEF OPERATING OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF OPERATING OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF OPERATING OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF OPERATING OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICHIEF COMPLIANCE OFFICERNA Control
PAPPALARDO, SANDRA, ANNICEO & CCONA
PAPPALARDO, SANDRA, ANNICEO & CCONA
PAPPALARDO, SANDRA, ANNICEO & CCONA
PAPPALARDO, SANDRA, ANNICEO & CCONA
Pappalardo, Sandra, AnnICHIEF COMPLIANCE OFFICERNA
Pappalardo, Sandra, AnnICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
Valenzuela, Abdiel, AlanICHIEF COMPLIANCE OFFICERNA
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICHIEF COMPLIANCE OFFICERE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICEO & CCOE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICEO & CCOE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICEO & CCOE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICCOE Control
PUPLAVA, JAMES, JOSEPHIPRESIDENTE Control
PUPLAVA, JAMES, JOSEPHICCOE Control

Registrations

Federal

IA
Sep 4, 2025 REGISTERED

Notice Filings (37)

AL AZ CA CO CT FL GA HI IA ID IL IN KS LA MA MD MI MN MO MS MT NC NH NJ NM NV NY OH OR PA SC TN TX UT VA WA WI

Address

10920 VIA FRONTERA
SUITE 500
SAN DIEGO, CA 92127
United States
Phone: 858-487-3939