WEST & HOWARD INC
CRD #111112 SEC #801-16202 WAYZATA, MN 952-475-1844
SEC Registered
Total AUM
$59.2M
Discretionary
$45.2M
Employees
1
Clients
11
Accounts
40
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STARKMAN, KRISTEN, LIV | I | EXECUTIVE VICE PRESIDENT | NA | |
| STARKMAN, KRISTEN, LIV | I | EXECUTIVE VICE PRESIDENT | NA | |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CCO | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT | E | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOWARD, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| STARKMAN, KRISTEN, LIV | I | EXECUTIVE VICE PRESIDENT | B | Control |
| STARKMAN, KRISTEN, LIV | I | EXECUTIVE VICE PRESIDENT | B | Control |
| STARKMAN, KRISTEN, LIV | I | EXECUTIVE VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (1)
MN
Address
155 GLEASON LAKE ROADSTE 205
WAYZATA, MN 55391
United States
Phone: 952-475-1844