WEALTHCARE CAPITAL MANAGEMENT LLC
CRD #111119 SEC #801-60183 RICHMOND, VA 804-644-4711
SEC Registered
Total AUM
$3B
Discretionary
$3B
Employees
53
Clients
--
Accounts
11,564
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 22, 2025
- Branch Offices
- 21
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JOHN, K. | I | DIRECTOR | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| ASHKER, MICHAEL | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BILLERBECK, CHARLES, J. | I | DIRECTOR | NA | |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | Control |
| CAMPANALE, FRANK, LOUIS | I | DIRECTOR | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHESNEY, PERRY, LAMAR | I | SENIOR MANAGING DIRECTOR - GLOBAL CLIENT GROUP, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CIRIELLO, PAUL, L | I | DIRECTOR | NA | Control |
| DIBERARDINO, STEVEN, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIBERARDINO, STEVEN, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIBERARDINO, STEVEN, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIBERARDINO, STEVEN, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIBERARDINO, STEVEN, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DuBrueler, Justin | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JAMES, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOHR, JOHN, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | PRESIDENT/ CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | PRESIDENT/ CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | PRESIDENT/ CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | PRESIDENT/ CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | PRESIDENT/ CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF DIRECTORS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF DIRECTORS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF DIRECTORS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF DIRECTORS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF DIRECTORS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT, INC. | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MANER, WALTER, PERRY | I | BOARD OF MANAGERS - WEALTHCARE CAPITAL MANAGEMENT LLC | NA | Control |
| MCCABE, GEORGE, LEONARD | I | DIRECTOR | NA | Control |
| MCCABE, GEORGE, LEONARD | I | DIRECTOR | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| NEWMAN, ALAN, R | I | BOARD MEMBER | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REGAN, MATTHEW, THOMAS | I | PRESIDENT | NA | Control |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR | NA | |
| REINHART, LEONARD, ALAN | I | CHIEF EXECUTIVE OFFICER/ EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | CHIEF EXECUTIVE OFFICER/ EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | CHIEF EXECUTIVE OFFICER/ EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | |
| REINHART, LEONARD, ALAN | I | CHIEF EXECUTIVE OFFICER/EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | Control |
| REINHART, LEONARD, ALAN | I | CHIEF EXECUTIVE OFFICER/EXECUTIVE DIRECTOR - BOARD OF MANAGERS | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & SVP-OPERATIONS - SECRETARY & TREASURER | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHAFER, TERESA, MARIE | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (TREASURER/SECRETARY FOR WEALTHCARE) | NA | Control |
| SCHNIBBE, JR., ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, JR., ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, JR., ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| SCHNIBBE, ROBERT | I | DIRECTOR | NA | Control |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | NA | Control |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIBERG, BRANDY, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Yancey, Bernard, Eric | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Yancey, Bernard, Eric | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE PARENT HOLDINGS LLC | DE | MEMBER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| FINANCEWARE LLC | DE | MEMBER | D | Control |
| WEALTHCARE HOLDINGS LLC | DE | MANAGING MEMBER / PARENT COMPANY | D | Control |
| WEALTHCARE HOLDINGS LLC | DE | MANAGING MEMBER / PARENT COMPANY | D | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| VMS INTERMEDIATE INC. | DE | MEMBER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | SHAREHOLDER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | MANAGING MEMBER | C | Control |
| WEALTHCARE SUB HOLDINGS INC. | DE | MANAGING MEMBER | C | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CHAIRMAN, DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| LOEPER, DAVID, BRIAN | I | CEO, CIO, CHAIRMAN & DIRECTOR | B | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | B | |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | B | |
| TORONTO DOMINION CAPITAL (USA) INC. | DE | SHAREHOLDER | B | |
| TORONTO DOMINION CAPITAL (USA) INC. | DE | SHAREHOLDER | B | |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, EVP | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| WILSON, ROBERT, PAYNE | I | CHIEF COMPLIANCE OFFICER CFO, SENIOR MANAGING DIRECTOR & DIRECTOR | B | Control |
| FBR FINANCIAL SERVICES PARTNERS, LP | DE | SHAREHOLDER | A | |
| FBR FINANCIAL SERVICES PARTNERS, LP | DE | SHAREHOLDER | A | |
| LOEPER, DAVID, B. | I | CEO, CHAIRMAN, DIRECTOR | A | Control |
| LOEPER, DAVID, B. | I | CEO, CHAIRMAN, DIRECTOR | A | Control |
| MELLON VENTURES, LP | DE | SHAREHOLDER | A | |
| MELLON VENTURES, LP | DE | SHAREHOLDER | A | |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR VP | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| NELSON, KAREN, KELLY | I | SENIOR MANAGING DIRECTOR - CHIEF ADVISORY SERVICES OFFICER | A | Control |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| THOMSON VENTURES U.S. LLC | DE | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| VINSON, AMY, GREENE | I | SHAREHOLDER | A | |
| WILSON, ROBERT, PAYNE | I | CFO, CCO, DIRECTOR | A | Control |
| WILSON, ROBERT, PAYNE | I | CFO, CCO, DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE HOLDINGS LLC F/K/A WEALTHCARE HOLDINGS LLC | DE | FINANCEWARE LLC | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| FINANCEWARE LLC | DE | VMS INTERMEDIATE INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE SUB HOLDINGS INC. | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE LLC | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE LLC | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE LLC | E | Control |
| WEALTHCARE HOLDINGS LLC | DE | WEALTHCARE LLC | E | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARENT INC. | E | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARENT INC. | E | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARENT INC. | E | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARENT INC. | E | Control |
| WEALTHCARE PARTNERS LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | E | Control |
| WEALTHCARE PARTNERS LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | E | Control |
| WEALTHCARE PARTNERS LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | E | Control |
| WEALTHCARE PARTNERS LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | E | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| FINANCEWARE LLC | DE | WEALTHCARE PARENT HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WCM HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| NEWSPRING HOLDINGS LLC | DE | WEALTHCARE HOLDINGS LLC | D | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARTNERS LLC | D | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARTNERS LLC | D | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARTNERS LLC | D | Control |
| WEALTHCARE LLC | DE | WEALTHCARE PARTNERS LLC | D | Control |
| NEWSPRING HOLDINGS CO-INVESTOR LLC | DE | WEALTHCARE HOLDINGS LLC | C | Control |
| NEWSPRING HOLDINGS CO-INVESTOR LLC | DE | WEALTHCARE HOLDINGS LLC | C | Control |
| NEWSPRING HOLDINGS CO-INVESTOR LLC | DE | WEALTHCARE HOLDINGS LLC | C | Control |
| NEWSPRING HOLDINGS CO-INVESTOR LLC | DE | WEALTHCARE HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| VMS INTERMEDIATE INC. | DE | WEALTHCARE PARENT HOLDINGS LLC | C | Control |
| WEALTHCARE PARENT INC. | DE | WEALTHCARE PARTNERS LLC | C | Control |
| WEALTHCARE PARENT INC. | DE | WEALTHCARE PARTNERS LLC | C | Control |
| WEALTHCARE PARENT INC. | DE | WEALTHCARE PARTNERS LLC | C | Control |
| WEALTHCARE PARENT INC. | DE | WEALTHCARE PARTNERS LLC | C | Control |
Registrations
Federal
IA
Jul 22, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
2 JAMES CENTER1021 EAST CARY STREET, #702
RICHMOND, VA 23219
United States
Phone: 804-644-4711