CAPITAL FORMATION STRATEGIES INC
CRD #111124 SEC #801-80916 ST PAUL, MN 651-644-8412
SEC Registered
Total AUM
$134.8M
Discretionary
$134.8M
Employees
3
Clients
51
Accounts
448
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CZUCHRY, MARK, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNON, THOMAS, AUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Huber, John, Francis | I | CHIEF COMPLIANCE OFFICER | NA | |
| Huber, John, Francis | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAPITAL FORMATION STRATEGIES INC | DE | PRESIDENT | E | Control |
| CAPITAL FORMATION STRATEGIES INC | DE | PRESIDENT | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JOHNSON, DONALD, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HENKEN, DANIEL, ABRAHAM | I | PRINCIPAL | B | Control |
| HENKEN, DANIEL, ABRAHAM | I | PRINCIPAL | B | Control |
| HENKEN, DANIEL, ABRAHAM | I | PRINCIPAL | B | Control |
Registrations
Federal
IA
Jun 29, 2020 REGISTERED
Notice Filings (3)
FL MN TX
Address
2550 UNIVERSITY AVE W.SUITE 145N
ST PAUL, MN 55114
United States
Phone: 651-644-8412