RICH INVESTMENTS INC
CRD #111125 SEC #801-44866 YORK, PA 800-290-7424
SEC Registered
Total AUM
$26.1M
Discretionary
$26.1M
Employees
6
Clients
51
Accounts
204
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| FALVEY, MATTHEW, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| FALVEY, MATTHEW, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | EXECUTIVE VICE-PRESIDENT OF SALES | NA | |
| FALVEY, MATTHEW, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH, DAVID, RAYMOND | I | EXECUTIVE VICE PRESIDENT OF MARKETING | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EXECUTIVE VICE-PRESIDENT OF ADMINISTRATION | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH-FALVEY, KAREN, ELIZABETH | I | EX VP OF ADMIN & CHIEF COMPLIANCE OFFICER | NA | |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
| RICH, RICHARD | I | CHAIRMAN, PRESIDENT | E | Control |
Registrations
Federal
IA
Aug 31, 2012 REGISTERED
Notice Filings (2)
IL PA
Address
11 EAST MARKET STREETSUITE 202A
YORK, PA 17401
United States
Phone: 800-290-7424