FISCAL DYNAMICS INCORPORATED
CRD #111155 SEC #801-63175 FARMINGTON, CT 860-677-1753
SEC Registered
Total AUM
$78.4M
Discretionary
$47.4M
Employees
1
Clients
11
Accounts
131
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BOURDEAU, PAUL, L | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| BUCCHI, RON | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| MELINSON, GREGG | I | DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, COO, CIO, SECRETARY & DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, COO, CIO, SECRETARY & DIRECTOR | NA | Control |
| SULLIVAN, BRIAN, PARKER | I | VICE PRESIDENT, COO, CIO, SECRETARY & DIRECTOR | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, COO, CFO, CHIEF COMPLIANCE OFFICER,TREAS., & DIR. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| SULLIVAN, RICHARD, PARKER | I | PRESIDENT, CEO, CFO, CHIEF COMPLIANCE OFFICER,TREAS. | NA | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
| FISCAL DYNAMICS ASSOCIATES, INC. | DE | PARENT CORP. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | E | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | D | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | D | |
| SULLIVAN, RICHARD, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | D | |
| SULLIVAN, BRIAN, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | C | Control |
| SULLIVAN, BRIAN, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | C | Control |
| SULLIVAN, BRIAN, PARKER | I | FISCAL DYNAMICS ASSOCIATES, INC. | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (4)
CT FL MA NY
Address
314 FARMINGTON AVENUEFARMINGTON, CT 06032
United States
Phone: 860-677-1753