HARBOUR INVESTMENT MANAGEMENT L.L.C.
CRD #111166 SEC #801-39540 EDMONDS, WA 425-742-1557
SEC Registered
Total AUM
$470.6M
Discretionary
$470.6M
Employees
5
Clients
26
Accounts
564
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 25, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | NA | |
| SHAH, AALOK, KIRIT | I | CCO | NA | Control |
| SHAH, AALOK, KIRIT | I | CCO | NA | Control |
| SHAH, AALOK, KIRIT | I | CCO | NA | Control |
| SHAH, AALOK, KIRIT | I | CCO | NA | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | E | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | E | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | E | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | E | Control |
| BERKENHOFF, BRIAN, JAMES | I | PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | D | Control |
| BERKENHOFF, BRIAN, JAMES | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| BERKENHOFF, BRIAN, JAMES | I | PORTFOLIO MANAGER & CCO | C | |
| BERKENHOFF, BRIAN, JAMES | I | PORTFOLIO MANAGER & CCO | C | |
| BERKENHOFF, BRIAN, JAMES | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| BERKENHOFF, BRIAN, JAMES | I | PORTFOLIO MANAGER & CCO | C | |
| BERKENHOFF, BRIAN, JAMES | I | PORTFOLIO MANAGER | C | Control |
| BERKENHOFF, HANS, D. | I | MANAGER | C | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | C | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | C | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | C | Control |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | C | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | C | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | C | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| NORTHWEST CAPITAL MANAGEMENT INC. | DE | LLC MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| PACIFIC HARBOUR ADVISORS, LLC | DE | MEMBER | C | Control |
| SHAH, AALOK, KIRIT | I | PORTFOLIO MANAGER | C | Control |
| SHAH, AALOK, KIRIT | I | PORTFOLIO MANAGER | C | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | B | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | B | Control |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, D. | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, HANS, DIETER | I | PORTFOLIO MANAGER | B | |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | B | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | B | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | B | |
| HILL, EVAN, ARTHUR | I | PORTFOLIO MANAGER | B | |
| BERKENHOFF, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | Control |
| BERKENHOFF, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | Control |
| BERKENHOFF, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | Control |
| BERKENHOFF, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | Control |
| HILL, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | |
| HILL, ERIKA, LYNNE | I | PORTFOLIO MANAGER | A | |
| HILL, ERIKA, LYNNE | I | CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PETTY, BRENT, JAMESON | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| PETTY, BRENT, JAMESON | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| PETTY, BRENT, JAMESON | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| PETTY, BRENT, JAMESON | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| PETTY, BRENT, JAMESON | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| SHAH, AALOK, KIRIT | I | NORTHWEST CAPITAL MANAGEMENT INC. | F | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| SHAH, AALOK, KIRIT | I | PACIFIC HARBOUR ADVISORS, LLC | E | Control |
| PAYNE, FREDERICK, JOSEPH | I | NORTHWEST CAPITAL MANAGEMENT INC. | D | Control |
| PAYNE, FREDERICK, JOSEPH | I | NORTHWEST CAPITAL MANAGEMENT INC. | D | Control |
| PAYNE, FREDERICK, JOSEPH | I | NORTHWEST CAPITAL MANAGEMENT INC. | D | Control |
| PAYNE, FREDERICK, JOSEPH | I | NORTHWEST CAPITAL MANAGEMENT INC. | D | Control |
| PAYNE, FREDERICK, JOSEPH | I | NORTHWEST CAPITAL MANAGEMENT INC. | D | Control |
| SHAH, AALOK, KIRIT | I | NORTHWEST CAPITAL MANAGEMENT INC. | C | Control |
| SHAH, AALOK, KIRIT | I | NORTHWEST CAPITAL MANAGEMENT INC. | C | Control |
| SHAH, AALOK, KIRIT | I | NORTHWEST CAPITAL MANAGEMENT INC. | C | Control |
| SHAH, AALOK, KIRIT | I | NORTHWEST CAPITAL MANAGEMENT INC. | C | Control |
Registrations
Federal
IA
Nov 25, 2025 REGISTERED
Notice Filings (6)
CA LA NH OR TX WA
Address
152 3RD AVE SSUITE 103B
EDMONDS, WA 98020-8442
United States
Phone: 425-742-1557