WHITEHALL ASSET MANAGEMENT, INC.
CRD #111175 SEC #801-55435 NEW YORK, NY 212-508-3300
SEC Registered
Total AUM
$3.1B
Discretionary
$2B
Employees
51
Clients
--
Accounts
662
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 11, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAILEY, GABRIELLE, DUBOIS | I | ASSISTANT SECRETARY | NA | |
| BAILEY, GABRIELLE, DUBOIS | I | ASSISTANT SECRETARY | NA | |
| BAILEY, GABRIELLE, DUBOIS | I | ASSISTANT SECRETARY | NA | |
| BINI, JOHN, JAY | I | TREASURER | NA | |
| BINI, JOHN, JAY | I | TREASURER | NA | |
| BINI, JOHN, JAY | I | TREASURER | NA | |
| BINI, JOHN, JAY | I | TREASURER | NA | |
| BRESLIN, JOSEPH, EDWARD | I | SENIOR MANAGING DIRECTOR | NA | |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| ELMLINGER, PAUL, JOSEPH | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| KELLER, MARC, STEPHEN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| KELLER, MARC, STEPHEN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| KELLER, MARC, STEPHEN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KELLER, MARC, STEPHEN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| KELLER, MARC, STEPHEN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| KIRBY, PETER, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KISER, ALLAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVY, JUDITH, LINDA | I | CHIEF LEGAL OFFICER | NA | |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| PROSTANO, STEPHEN, EMANUEL | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SANTERO, MARK, DAVID | I | PRESIDENT & DIRECTOR | NA | Control |
| SANTERO, MARK, DAVID | I | PRESIDENT & DIRECTOR | NA | Control |
| SANTERO, MARK, DAVID | I | DIRECTOR | NA | Control |
| SANTERO, MARK, DAVID | I | PRESIDENT & DIRECTOR | NA | Control |
| SILVA, JEFFREY, DANIEL | I | DIRECTOR OF COMPLIANCE | NA | |
| WATANABE, MASAHIRO | I | CHAIRMAN OF THE BOARD AND DIRECTOR | NA | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC TRUST GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ATLANTIC WEALTH MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| INDUSTRIAL BANK OF JAPAN TRUST COMPANY | FE | 100% OWNER OF WHITEHALL ASSET MANAGEMENT, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP GROUP SERVICES, INC. | DE | INVESCO NORTH AMERICAN HOLDINGS, INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AMVESCAP PLC | FE | AVZ INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| AVZ INC. | DE | AMVESCAP GROUP SERVICES, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| INVESCO NORTH AMERICAN HOLDINGS, INC. | DE | ATLANTIC TRUST GROUP, INC. | E | Control |
| MIZUHO CORPORATE BANK LTD. | FE | INDUSTRIAL BANK OF JAPAN TRUST COMPANY | E | Control |
| MIZUHO HOLDINGS, INC. | FE | MIZUHO CORPORATE BANK LTD. | E | Control |
Registrations
Federal
IA
Apr 11, 2002 REGISTERED
Notice Filings (25)
AL AZ CA CO CT DC FL GA HI ID IN MA MD NC NH NJ NM NY PA RI TN TX VA VT WI
Address
320 PARK AVENUE, 10TH FLOORNEW YORK, NY 10022
USA
Phone: 212-508-3300