E*TRADE ADVISORY SERVICES, INC.
CRD #111178 SEC #801-58218 ARLINGTON, VA 703-247-7300
SEC Registered
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOCK, CYNTHIA, CRAMER | I | ASSISTANT SECRETARY | NA | Control |
| BOCK, CYNTHIA, CRAMER | I | ASSISTANT SECRETARY | NA | Control |
| CAPLAN, MITCHELL, HARRIS | I | DIRECTOR | NA | Control |
| CAPLAN, MITCHELL, HARRIS | I | DIRECTOR | NA | Control |
| CLYBURN, ROBERT, MAXWELL | I | TREASURER | NA | Control |
| CLYBURN, ROBERT, MAXWELL | I | TREASURER | NA | Control |
| DERVENIS, STEPHEN, GUS | I | PRESIDENT AND DIRECTOR | NA | Control |
| DERVENIS, STEPHEN, GUS | I | PRESIDENT AND DIRECTOR | NA | Control |
| GOULD, JAY, BENJAMIN | I | SECRETARY | NA | Control |
| GOULD, JAY, BENJAMIN | I | SECRETARY | NA | Control |
| RORER, LIAT | I | VICE PRESIDENT | NA | Control |
| RORER, LIAT | I | VICE PRESIDENT | NA | Control |
| STIRLING, ROBERT, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STIRLING, ROBERT, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| E*TRADE GROUP, INC. | DE | PARENT | E | Control |
| E*TRADE GROUP, INC. | DE | PARENT | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (50)
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Address
671 NORTH GLEBE ROADARLINGTON, VA 22203
USA
Phone: 703-247-7300