RIA Intelligence

SOUTH OCEAN MANAGEMENT LTD.

CRD #111180 SEC #801-41804 WANCHAI 852-2521-0332
SEC Registered Private Funds
Total AUM
$10.9M
Discretionary
$9.4M
Employees
4
Clients
0
Accounts
19

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 9, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TAW, STEVE, RICHARDIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
Taw, SteveIDIRECTOR OF SOUTH OCEAN MANAGEMENT LTDNA
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK, JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERD Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
MCCONNELL, RICHARD, ESTERBROOK JRIPRESIDENT/ CHIEF COMPLIANCE OFFICERC Control
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
HOLDING CAPITAL MANAGEMENT LLCDESHAREHOLDERB
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERB Control
MCCONNELL, RICHARD, ESTERBROOKISHAREHOLDERB Control
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERB Control
MCCONNELL, RICHARD, ESTERBROOKISHAREHOLDERB Control
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERB Control
MCCONNELL, RICHARD, ESTERBROOKISHAREHOLDERB Control
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERB Control
MCCONNELL, RICHARD, ESTERBROOKISHAREHOLDERB Control
MCCONNELL, RICHARD, ESTERBROOKIPRESIDENT/ CHIEF COMPLIANCE OFFICERB Control
MCCONNELL, RICHARD, ESTERBROOKISHAREHOLDERB Control
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
SOUTH OCEAN INVESTORS INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
TRANS RESOURCES INCDESHAREHOLDERB
WARING, DIANA, MATHESISHAREHOLDERB
WARING, DIANA, MATHESISHAREHOLDERB
WARING, DIANA, MATHESISHAREHOLDERB
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDERISHAREHOLDERA
MCCONNELL, ALEXANDER, TUEKERISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MISHAREHOLDERA
MCCONNELL, JAMES, MCGAVOCKISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLYISHAREHOLDERA
MCCONNELL, POLLY, PRESCOTTISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA
MCCONNELL, WILLIAM, EARLLISHAREHOLDERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
D&K PARTNERS L.P.DETRANS RESOUCRES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
GENGER, ARIEITRANSRESOURCES INCD Control
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
SPENCER, SASH, ALEXANDERIHOLDING CAPITAL GROUPD
STEVEN, LEISCHNERIHOLDING CAPITAL GROUPD
STEVEN, LEISCHNERIHOLDING CAPITAL GROUPD
STEVEN, LEISCHNERIHOLDING CAPITAL GROUPD
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN HOLDING INCDESOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
ALLEN, HERBERT, ANTHONYISOUTH OCEAN INVESTORS INCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
JOHNDON EQUITIESDEHOLDING CAPITAL MANAGEMENT LLCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
SAPADIN, DANIEL, JISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control
WIELAND, KIM, MARIEISOUTH OCEAN INVESTORS INCC Control

Registrations

Federal

IA
Jun 9, 2025 REGISTERED

Address

15E 15/F, THE PHOENIX BUILDING
23 LUARD ROAD
WANCHAI
Hong Kong
Phone: 852-2521-0332