ASHBRIDGE INVESTMENT MANAGEMENT, LLC

CRD #111190 SEC #801-43935 PHILADELPHIA, PA 215-496-4330

SEC Registered

Total AUM

$32M

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 14, 2010
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DONABEDIAN, DAVID, LAZARUS	I	CHIEF INVESTMENT OFFICER	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GHOSH, SIDHARTHA	I	DIRECTOR OF FINANCE AND ADMINISTRATION	NA	Control
GRACE III, CHARLES, BROWN	I	MANAGING DIRECTOR	NA	Control
GRACE III, CHARLES, BROWN	I	PRESIDENT	NA	Control
GRACE III, CHARLES, BROWN	I	PRESIDENT	NA	Control
GRACE III, CHARLES, BROWN	I	MANAGING DIRECTOR	NA	Control
GRACE III, CHARLES, BROWN	I	DIRECTOR	NA	Control
GRACE, ERIC, W.	I	TREASURER AND SECRETARY	NA	Control
GRACE, ERIC, W.	I	TREASURER AND SECRETARY	NA	Control
HOLTZMAN, DAVID, EDWARD	I	MANAGING DIRECTOR	NA	Control
HOLTZMAN, DAVID, EDWARD	I	MANAGING DIRECTOR	NA	Control
HOLTZMAN, DAVID, EDWARD	I	MANAGING DIRECTOR	NA	Control
HOLTZMAN, DAVID, EDWARD	I	MANAGING DIRECTOR	NA	Control
HOLTZMAN, DAVID, EDWARD	I	MANAGING DIRECTOR	NA	Control
KELLY, MICHAEL, DONOHUE	I	MANAGING DIRECTOR	NA	Control
KELLY, MICHAEL, DONOHUE	I	MANAGING DIRECTOR	NA	Control
KNOTT, JOSEPH, WILLIAM	I	SENIOR CLIENT RELATIONSHIP OFFICER	NA	Control
KNOTT, JOSEPH, WILLIAM	I	SENIOR CLIENT RELATIONSHIP OFFICER	NA	Control
SWEDLOFF, HARVEY, BARTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWEDLOFF, HARVEY, BARTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWEDLOFF, HARVEY, BARTON	I	CHIEF FINANCIAL OFFICER	NA	Control
WALDRON, ADAM, ALEXANDER	I	MANAGING DIRECTOR	NA	Control
WALDRON, ADAM, ALEXANDER	I	MANAGING DIRECTOR	NA	Control
WALDRON, ADAM, ALEXANDER	I	MANAGING DIRECTOR	NA	Control
WALDRON, ADAM, ALEXANDER	I	MANAGING DIRECTOR	NA	Control
WALDRON, ADAM, ALEXANDER	I	DIRECTOR	NA	Control
YOUNG, GREGORY, JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
YOUNG, GREGORY, JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
ASHBRIDGE CORPORATION	DE	SHAREHOLDER	E	Control
MANAGING MEMBER	DE	SHAREHOLDER	E	Control
MANAGING MEMBER	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
VARIOUS TRUSTS UNDER CHARLES B GRACE	DE	SHAREHOLDER	E	Control
GRACE JR, CHARLES, BROWN	I	CHAIRMAN	B	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER	B	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER	B	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	A	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER	A	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	A	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER	A	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	A	Control
GRACE, CHARLES, BROWN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE III, EUGENE, G	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE JR, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE JR, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE JR, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, CHARLES, BROWN	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C	Control
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JAMES, BREWSTER	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, JENNIFER	I	EUGENE G GRACE TRUST	C
GRACE, JENNIFER	I	EUGENE G GRACE TRUST	C
GRACE, JENNIFER	I	EUGENE G GRACE TRUST	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, MICHAEL, D	I	VARIOUS TRUSTS UNDER CHARLES B GRACE	C
GRACE, PRICILLA, T	I	CHARLES B GRACE MARITAL TRUST	C
GRACE, PRICILLA, T	I	CHARLES B GRACE MARITAL TRUST	C
GRACE, PRICILLA, T	I	CHARLES B GRACE MARITAL TRUST	C
HOWE, JOCELYN, G	I	EUGENE G GRACE TRUST	C
HOWE, JOCELYN, G	I	EUGENE G GRACE TRUST	C
HOWE, JOCELYN, G	I	EUGENE G GRACE TRUST	C

Registrations

Federal

May 14, 2010 REGISTERED

Notice Filings (2)

CA PA

Address

ONE SOUTH BROAD STREET
23RD FLOOR
PHILADELPHIA, PA 19107
United States

Phone: 215-496-4330