SCOBY ALAN ZOOK
Legal name: SCOBY ZOOK & ASSOCIATES
CRD #111214 SEC #801-62513 POINT REYES STATION, CA 415-663-8505
SEC Registered
Total AUM
$38.2M
Discretionary
$38.2M
Employees
1
Clients
11
Accounts
119
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CCO | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | CCO | E | Control |
| ZOOK, SCOBY, ALAN | I | CCO | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZOOK, SCOBY, ALAN | I | OWNER/PRINCIPAL | E | Control |
| ZOOK, SCOBY, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CA
Address
11431 STATE ROUTE 1 SUITE 4POINT REYES STATION, CA 94956
United States
Phone: 415-663-8505