COSTA FINANCIAL GROUP, INC.
CRD #111218 SEC #801-49678 BOCA RATON, FL 561-988-2180
SEC Registered Broker-Dealer
Total AUM
$40M
Discretionary
$35M
Employees
5
Clients
101
Accounts
140
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COSTA, ANDREW, GRIGSBY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COSTA, ANDREW, GRIGSBY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COSTA, ANDREW, GRIGSBY | I | PRESIDENT | E | Control |
| COSTA, ANDREW, GRIGSBY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COSTA, ANDREW, GRIGSBY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 14, 2007 REGISTERED
Notice Filings (6)
FL IL MA NY OH PA
Address
6751 NORTH FEDERAL HIGHWAYSUITE100
BOCA RATON, FL 33487
USA
Phone: 561-988-2180