CHOREO, LLC
CRD #111221 SEC #801-57236 ROCKFORD, IL 312-702-1680
SEC Registered
Total AUM
$18.2B
Discretionary
$16B
Employees
218
Clients
51
Accounts
25,137
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 7, 2025
- Branch Offices
- 34
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JOSEPH, M | I | REGIONAL MANAGING DIRECTOR | NA | |
| ADAMS, JOSEPH, M | I | REGIONAL MANAGING DIRECTOR | NA | |
| ADAMS, JOSEPH, M | I | REGIONAL MANAGING DIRECTOR | NA | |
| ADAMS, JOSEPH, M | I | REGIONAL MANAGING DIRECTOR | NA | |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ADAMS, JOSEPH, M | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ANDERSON, KELLY, MARIE | I | COMPLIANCE OFFICER | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| ANDREWS, CHARLES, ELLIOTT | I | PRESIDENT & CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| AUDINO, MARK, R | I | CHIEF MARKETING OFFICER | NA | |
| AUDINO, MARK, R | I | CHIEF MARKETING OFFICER | NA | |
| AUDINO, MARK, R | I | SVP, MARKETING STRATEGY & RESEARCH | NA | |
| AUDINO, MARK, R | I | SVP, MARKETING STRATEGY & RESEARCH | NA | |
| AUDINO, MARK, R | I | CHIEF MARKETING OFFICER | NA | |
| AUDINO, MARK, R | I | CHIEF MARKETING OFFICER | NA | |
| AUDINO, MARK, R | I | SVP, MARKETING STRATEGY & RESEARCH | NA | |
| AUDINO, MARK, R | I | SVP, MARKETING STRATEGY & RESEARCH | NA | |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BARTLETT, CRAIG, JAMES | I | SENIOR VICE PRESIDENT OF ADVISORS | NA | Control |
| BENNETT, ALAN, MUNRO | I | DIRECTOR | NA | |
| BENNETT, ALAN, MUNRO | I | DIRECTOR | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BERRY, THOMAS, RAYMOND | I | ASSISTANT TREASURER | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLACKBURN, PATRICIA, LEE | I | SVP, CORPORATE COMMUNICATIONS | NA | |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAIR, GREGORY, WAYNE | I | CHIEF INFORMATION OFFICER | NA | Control |
| BLAYNEY, JAMES | I | SR. VICE PRES., TAX AND CONSULTING | NA | |
| BLAYNEY, JAMES | I | SR. VICE PRES., BUSINESS SERVICES | NA | |
| BRENNAN, LINDA, M | I | SVP - HUMAN RESOURCES | NA | |
| BRENNAN, LINDA, M | I | SVP - HUMAN RESOURCES | NA | |
| BRENNAN, LINDA, M | I | SVP - HUMAN RESOURCES | NA | |
| BRENNAN, LINDA, M | I | SVP - HUMAN RESOURCES | NA | |
| BRENNAN, LINDA, M | I | SVP - HUMAN RESOURCES | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BRIXIUS, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, OPERATIONS & ACQUISITIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, OPERATIONS & ACQUISITIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, ACQUISITIONS & OPERATIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, ACQUISITIONS & OPERATIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, OPERATIONS & ACQUISITIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, OPERATIONS & ACQUISITIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, ACQUISITIONS & OPERATIONS | NA | |
| BROOKS, J, DANIEL | I | EXEC VP, ACQUISITIONS & OPERATIONS | NA | |
| BURNS, ELLEN, ELIZABETH | I | ASSISTANT SECRETARY | NA | |
| BURNS, ELLEN, ELIZABETH | I | ASSISTANT SECRETARY | NA | |
| BURNS, ELLEN, ELIZABETH | I | ASSISTANT SECRETARY | NA | |
| BURNS, ELLEN, ELIZABETH | I | ASSISTANT SECRETARY | NA | |
| BURNS, ELLEN, ELIZABETH | I | ASSISTANT SECRETARY | NA | |
| COBB, WILLIAM, CHARLES | I | DIRECTOR | NA | |
| COBB, WILLIAM, CHARLES | I | DIRECTOR | NA | |
| COBB, WILLIAM, CHARLES | I | DIRECTOR | NA | |
| COHEN, JOAN, KELLY | I | VP & DIRECTOR | NA | |
| COHEN, JOAN, KELLY | I | VP & DIRECTOR | NA | |
| COHEN, JOAN, KELLY | I | VP & DIRECTOR | NA | |
| COTRONEO, FRANK, JOSEPH | I | SRVP/CFO/TREASURER | NA | Control |
| DAISE, RONALD, BRUCE | I | ASSISTANT SECRETARY | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | NATIONAL HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | HEAD OF ADVISORS | NA | Control |
| DALEY, MARIA, PISONI | I | CHIEF GROWTH AND PRACTICE LEADER | NA | Control |
| DALEY, MARIA, PISONI | I | CHIEF GROWTH AND PRACTICE LEADER | NA | Control |
| DALEY, MARIA, PISONI | I | CHIEF GROWTH AND PRACTICE LEADER | NA | Control |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EXEC VP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EXEC VP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EXEC VP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EXEC VP, ASSURANCE SERVICES | NA | |
| DENNIS, JOSEPH, LEROY | I | EVP, ASSURANCE SERVICES | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DERUYTER, CYNTHIA, CHRISTA | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| DIGBY, ROBERT | I | PRESIDENT, EMPLOYER SERVICES | NA | |
| DIGBY, ROBERT | I | PRESIDENT, EMPLOYER SERVICES | NA | |
| DIGBY, ROBERT | I | PRESIDENT, EMPLOYER SERVICES | NA | |
| DIGBY, ROBERT | I | PRESIDENT, EMPLOYER SERVICES | NA | |
| DIGBY, ROBERT | I | PRESIDENT, EMPLOYER SERVICES | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOBOSENSKI, THOMAS, BRUCE | I | EXEC VP, NATIONAL CONSULTING | NA | |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR | NA | Control |
| DOWLER, GREGORY, SCOTT | I | SENIOR DIRECTOR | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWLER, GREGORY, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNHAM, AUDIE, D. | I | EXECUTIVE VICE PRESIDENT, CONSULTING | NA | |
| EARLY, ROBERT, DENNIS | I | EXEC VP, EU OPERATIONS | NA | |
| EARLY, ROBERT, DENNIS | I | EXEC VP, EU OPERATIONS | NA | |
| EARLY, ROBERT, DENNIS | I | EXEC VP, EU OPERATIONS | NA | |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENGLISH, DAVID, EMERY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| ERNST, MARK, ALLAN | I | DIRECTOR | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERRICK, CHRISTOPHER, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FONTAINE, PETER, R | I | GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, PETER, R | I | GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, PETER, R | I | GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, PETER, R | I | GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, PETER, R | I | GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | SVP, GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | SVP, GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | SVP, GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | SVP, GENERAL COUNSEL AND SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FONTAINE, RENE, PETER | I | GENERAL COUNSEL & SECRETARY | NA | |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| FOX-FOLEY, MARISSA, CLAIRE | I | CHIEF MARKETING OFFICER | NA | Control |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GAMBLE, JAMES, RYAN | I | ASSISTANT TREASURER | NA | |
| GERARDI, ROBERT, VINCENT | I | CHIEF BUSINESS PROCESS & TECHNOLOGY OFFICER | NA | |
| GERARDI, ROBERT, VINCENT | I | CHIEF BUSINESS PROCESS & TECHNOLOGY OFFICER | NA | |
| GERARDI, ROBERT, VINCENT | I | SVP, MARKETING & COMMUNICATIONS | NA | |
| GERARDI, ROBERT, VINCENT | I | SVP, MARKETING & COMMUNICATIONS | NA | |
| GERARDI, ROBERT, VINCENT | I | CHIEF BUSINESS PROCESS & TECHNOLOGY OFFICER | NA | |
| GERARDI, ROBERT, VINCENT | I | CHIEF BUSINESS PROCESS & TECHNOLOGY OFFICER | NA | |
| GERARDI, ROBERT, VINCENT | I | SVP, MARKETING & COMMUNICATIONS | NA | |
| GERARDI, ROBERT, VINCENT | I | SVP, MARKETING & COMMUNICATIONS | NA | |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | CHIEF OPERATING OFFICER | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GORMAN, WILLIAM, J | I | VICE PRESIDENT | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOTLIN, MATTHEW, ARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GUMMO, LYNNE | I | EXECUTIVE VICE PRESIDENT - CLIENT SERVICE | NA | |
| GUMMO, LYNNE | I | EXECUTIVE VICE PRESIDENT - CLIENT SERVICE | NA | |
| GUMMO, LYNNE | I | EXECUTIVE VICE PRESIDENT - CLIENT SERVICE | NA | |
| GUMMO, LYNNE | I | EXECUTIVE VICE PRESIDENT - CLIENT SERVICE | NA | |
| GUMMO, LYNNE | I | EXECUTIVE VICE PRESIDENT - CLIENT SERVICE | NA | |
| HARRISON, ULRIKE, S | I | EVP _BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EVP _BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EVP _BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EVP _BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EXEC VP, BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EVP _BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EXEC VP, BUSINESS DEVELOPMENT | NA | |
| HARRISON, ULRIKE, S | I | EXEC VP, BUSINESS DEVELOPMENT | NA | |
| HEAKAL, M, SABRY | I | COO, EMERGING BUSINESS PRESIDENT | NA | |
| HEAKAL, M, SABRY | I | COO, EMERGING BUSINESS PRESIDENT | NA | |
| HEAKAL, M, SABRY | I | COO, EMERGING BUSINESS PRESIDENT | NA | |
| HEAKAL, M, SABRY | I | COO, EMERGING BUSINESS PRESIDENT | NA | |
| HEAKAL, M, SABRY | I | COO, EMERGING BUSINESS PRESIDENT | NA | |
| JENSEN, ROBERT, FREDERICK | I | SR. VICE PRES., MERGERS/TRANSITIONS | NA | |
| JONES, MARK, A | I | PRESIDENT, FPO | NA | |
| JONES, MARK, A | I | PRESIDENT, FPO | NA | |
| JONES, MARK, A | I | PRESIDENT, FPO | NA | |
| JONES, MARK, A | I | PRESIDENT, FPO | NA | |
| JONES, MARK, A | I | PRESIDENT, FPO | NA | |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| JORTH, BRUCE, JAMES | I | VICE PRESIDENT | NA | Control |
| KADAVY, JAMES, MICHAEL | I | REGIONAL MANAGING DIRECTOR | NA | |
| KADAVY, JAMES, MICHAEL | I | REGIONAL MANAGING DIRECTOR | NA | |
| KADAVY, JAMES, MICHAEL | I | REGIONAL MANAGING DIRECTOR | NA | |
| KADAVY, JAMES, MICHAEL | I | REGIONAL MANAGING DIRECTOR | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KARLIN, JAMES, E | I | ASSISTANT TREASURER | NA | |
| KENNY, KATHLEEN, PATRICIA | I | SENIOR VICE PRESIDENT, PEOPLE | NA | |
| KENNY, KATHLEEN, PATRICIA | I | SENIOR VICE PRESIDENT, PEOPLE | NA | |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | Control |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | Control |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | Control |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | Control |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | Control |
| KIRLEY, THOMAS, GLENN | I | SR. VP, ECONOMICS UNIT | NA | |
| KIRLEY, THOMAS, GLENN | I | SR. VP AND CHIEF OPERATING OFFICER | NA | |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF ENTERPRISE SERVICES OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF ENTERPRISE SERVICES OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF ENTERPRISE SERVICES OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF ENTERPRISE SERVICES OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KIRLEY, THOMAS, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KLAHSEN, RICK, L | I | MANAGING DIRECTOR, TAX SERVICES | NA | Control |
| KLAHSEN, RICK, L | I | MANAGING DIRECTOR, TAX SERVICES | NA | Control |
| KLAHSEN, RICK, L | I | MANAGING DIRECTOR, TAX SERVICES | NA | Control |
| Kotfica, Keith, Scott | I | CHIEF GROWTH OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAMOUTTE, KEITH, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASSISTANT SECRETARY | NA | |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | ASST SEC, CLO WEALTH MGMT | NA | Control |
| LUBBEN, VICKI, LYNN | I | CHIEF LEGAL OFFICER- WEALTH MGMT | NA | Control |
| Lee, Karen | I | CHIEF GROWTH OFFICER | NA | Control |
| Lee, Karen | I | CHIEF GROWTH OFFICER | NA | Control |
| Lee, Karen | I | CHIEF GROWTH OFFICER | NA | Control |
| Lee, Karen | I | CHIEF GROWTH OFFICER | NA | Control |
| MARCOTTE, DANIEL, BERT | I | ASST. SECRETARY, NATIONAL DIRECTOR INVESTMENT ADVISORY SERVICES | NA | Control |
| MARCOTTE, DANIEL, BERT | I | ASST. SECRETARY, NATIONAL DIRECTOR INVESTMENT ADVISORY SERVICES | NA | Control |
| MCMILLIN, MOLLY, FESTA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCMILLIN, MOLLY, FESTA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCMILLIN, MOLLY, FESTA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCMILLIN, MOLLY, FESTA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCMILLIN, MOLLY, FESTA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCSPADDEN, JOSEPH, L | I | SR VP BUSINESS OPERATIONS | NA | |
| MCSPADDEN, JOSEPH, L | I | SR VP BUSINESS OPERATIONS | NA | |
| MCSPADDEN, JOSEPH, L | I | SR VP BUSINESS OPERATIONS | NA | |
| MCSPADDEN, JOSEPH, L | I | SR VP BUSINESS OPERATIONS | NA | |
| MCSPADDEN, JOSEPH, L | I | SVP, SALES & MARKETING | NA | |
| MCSPADDEN, JOSEPH, L | I | SVP, SALES & MARKETING | NA | |
| MCSPADDEN, JOSEPH, L | I | SR VP BUSINESS OPERATIONS | NA | |
| MCSPADDEN, JOSEPH, L | I | SVP, SALES & MARKETING | NA | |
| MCSPADDEN, JOSEPH, L | I | SVP, SALES & MARKETING | NA | |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MELLEMA, ROBERT, TIMOTHY | I | CHIEF FINANCIAL OFFICER-WEALTH MANAGEMENT | NA | Control |
| MERTZ, TIMOTHY, ROBERT | I | ASSISTANT TREASURER | NA | |
| MERTZ, TIMOTHY, ROBERT | I | ASSISTANT TREASURER | NA | |
| METZ, MICHAEL, L | I | EVP-TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EVP-TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EVP-TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EVP-TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EVP-TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| METZ, MICHAEL, L | I | EXEC VP, TAX SERVICES | NA | |
| MILLER, RICHARD, LEO | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MILLER, RICHARD, LEO | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MILLER, RICHARD, LEO | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MILLER, RICHARD, LEO | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MILLER, RICHARD, LEO | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A | I | CHIEF HR OFFICER | NA | |
| MOSS, KIMPA, A. | I | SVP - INTEGRATED CLIENT SERVICES | NA | |
| MOSS, KIMPA, A. | I | SVP - INTEGRATED CLIENT SERVICES | NA | |
| MOSS, KIMPA, A. | I | SVP - INTEGRATED CLIENT SERVICES | NA | |
| MOSS, KIMPA, A. | I | SVP - INTEGRATED CLIENT SERVICES | NA | |
| MOSS, KIMPA, A. | I | SVP - INTEGRATED CLIENT SERVICES | NA | |
| MOSS, KIMPA, A. | I | EXECUTIVE VICE PRESIDENT, TAX ADVISOR AND COMPLIANCE | NA | |
| MOSS, KIMPA, A. | I | EXECUTIVE VICE PRESIDENT, NATIONAL TAX | NA | |
| MULKERN, SUSAN, K | I | SVP - HUMAN RESOURCES | NA | |
| MULKERN, SUSAN, K | I | SVP - HUMAN RESOURCES | NA | |
| MULKERN, SUSAN, K | I | SVP - HUMAN RESOURCES | NA | |
| MULKERN, SUSAN, K | I | SVP - HUMAN RESOURCES | NA | |
| MULKERN, SUSAN, K | I | SVP - HUMAN RESOURCES | NA | |
| MURPHY, PATRICIA, LEE | I | EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT | NA | Control |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING & DISTRIBUTION | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING & DISTRIBUTION | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING & DISTRIBUTION | NA | |
| MURPHY, THOMAS, G | I | EXEC VP, MANUFACTURING & DISTRIBUTION | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| MURPHY, THOMAS, G | I | EXEC. VICE PRES., MANUFACTURING | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| NOONAN, RICHARD, P | I | EXEC VP, EU OPERATIONS | NA | |
| OCHS, ROGER, CARLTON | I | PRESIDENT | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | SVP - FINANCE AND OPERATIONS | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US CLIENT OPERATIONS OFFICER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US CLIENT OPERATIONS OFFICER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | SVP - FINANCE AND OPERATIONS | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | SVP - FINANCE AND OPERATIONS | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | SVP - FINANCE AND OPERATIONS | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US OPERATIONS OFFICER | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US OPERATIONS OFFICER | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | SVP - FINANCE AND OPERATIONS | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US CLIENT OPERATIONS OFFICER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US CLIENT OPERATIONS OFFICER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US OPERATIONS OFFICER | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF US OPERATIONS OFFICER | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | SR. VICE PRES., FINANCE AND INFORMATION AND ASST. SECY. | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | EXECUTIVE VICE PRESIDENT EU OPERATIONS, CFO AND ASST. SECY. | NA | |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| OPHEIM, DOUGLAS, WAYNE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ORDOGNE, RENE | I | CHIEF FINANCIAL OFFICER | NA | |
| ORDOGNE, RENE | I | CHIEF FINANCIAL OFFICER | NA | |
| ORDOGNE, RENE | I | CHIEF FINANCIAL OFFICER | NA | |
| ORDOGNE, RENE | I | CHIEF FINANCIAL OFFICER | NA | |
| ORDOGNE, RENE | I | CHIEF FINANCIAL OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF, CFO & TREASURER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF, CFO & TREASURER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF AND CFO | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF AND CFO | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF, CFO & TREASURER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF, CFO & TREASURER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF AND CFO | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF OF STAFF AND CFO | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| ORDOGNE, RENE, DENNIS | I | CHIEF FINANCIAL & OPERATIONS OFFICER | NA | |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, DALE, STEVEN | I | CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT | NA | Control |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PHILLIPS, THOMAS, MORTON | I | ASSISTANT TREASURER | NA | |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PIERCE, DAVID, MUNRO | I | PRESIDENT WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIEBE, AMY, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTNEY, TERRENCE, C | I | VICE PRES. | NA | |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RIPPBERGER, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT | NA | Control |
| RITTERSHAUS, MICHAEL, DAVID | I | CHIEF SERVICE OFFICER | NA | Control |
| ROTHERHAM, THOMAS, GLENN | I | PRESIDENT/DIRECTOR/CEO | NA | Control |
| SCHMIDT, BRIAN, HENRY | I | SECRETARY | NA | |
| SCHMIDT, BRIAN, HENRY | I | SECRETARY | NA | |
| SCUDDER, DAVID, RAYMOND | I | INTERIM NATIONAL DIRECTOR | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL DIRECTOR | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL DIRECTOR | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL DIRECTOR | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL DIRECTOR | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SCUDDER, DAVID, RAYMOND | I | NATIONAL LEADER | NA | Control |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SEHMANN, CRAIG, ALLEN | I | ASSISTANT TREASURER | NA | |
| SHARER, LOUISE, A | I | EXEC. VICE PRES., MARKETING | NA | |
| SHARER, LOUISE, A | I | SENIOR VICE PRES., MARKETING | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | Control |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | Control |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | Control |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | Control |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC VP, EU OPERATIONS | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., ECONOMIC UNIT BUSINESS PLANNING | NA | |
| SIDERS, THOMAS, R | I | EXEC. VICE PRES., ECONOMIC UNIT BUSINESS PLANNING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | |
| SIEMSEN, RANDALL, H | I | EVP NATIONAL CONSULTING | NA | Control |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, ARTHUR, GARFIELD | I | CHIEF MARKETING OFFICER | NA | |
| SMITH, SHELLEY, GRANT | I | CHIEF HUMAN RESOURCES OFFICER | NA | Control |
| SORIANO, CESAR, MANECLANG | I | PRESIDENT, FINANCIAL PROCESS OUTSOURCING | NA | |
| SORIANO, CESAR, MANECLANG | I | PRESIDENT, FINANCIAL PROCESS OUTSOURCING | NA | |
| SORIANO, CESAR, MANECLANG | I | PRESIDENT, FINANCIAL PROCESS OUTSOURCING | NA | |
| SORIANO, CESAR, MANECLANG | I | PRESIDENT, FINANCIAL PROCESS OUTSOURCING | NA | |
| STOKKE, MICHAEL, C | I | CLIENT SERVICE STRATEGY & DELIVERY NATIONAL LEADER | NA | Control |
| STOKKE, MICHAEL, C | I | CLIENT SERVICE STRATEGY & DELIVERY NATIONAL LEADER | NA | Control |
| STOKKE, MICHAEL, C | I | CLIENT SERVICE STRATEGY & DELIVERY NATIONAL LEADER | NA | Control |
| TABOR, PATRICK, MICHAEL | I | EXECUTIVE VICE PRESIDENT, INTERNATIONAL | NA | |
| TABOR, PATRICK, MICHAEL | I | EXECUTIVE VICE PRESIDENT, INTERNATIONAL | NA | |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVE | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAIT, STEVEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TOPINKA, JOSEPH, ROBERT | I | CHIEF INFORMATION OFFICER | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | |
| TRAVIS, WILLIAM | I | SENIOR VICE PRESIDENT, TAX AND INDUSTRIES | NA | Control |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, W. | I | EXECUTIVE VICE PRESIDENT, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, WARREN | I | EXEC VP, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, WARREN | I | EXEC VP, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, WARREN | I | EXEC VP, FINANCIAL INSTITUTIONS | NA | |
| TRIGG, DANIEL, WARREN | I | EXEC VP, FINANCIAL INSTITUTIONS | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TRUBECK, WILLIAM, L | I | EXEC VP AND TREASURER | NA | |
| TYLER, DUANE, M. | I | SR. VP, GROWTH & EXTEND. SERVICES | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| VANG, SUE, ANN | I | WM FINANCE LEADER | NA | |
| WILSON, BRET, G | I | VICE PRESIDENT | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| YANO, KENNION, K | I | ASSISTANT TREASURER | NA | |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZACK, JAY, A | I | EXEC VP | NA | |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZACK, JAY, A | I | EXEC VP | NA | |
| ZACK, JAY, A | I | EXEC VP | NA | |
| ZACK, JAY, A | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT | NA | Control |
| ZIKA, LYNETTE, S | I | EVP, NATIONAL MARKETING | NA | |
| ZIKA, LYNETTE, S | I | EVP, NATIONAL MARKETING | NA | |
| ZIKA, LYNETTE, S | I | EVP, NATIONAL MARKETING | NA | |
| ZIKA, LYNETTE, S | I | EVP, NATIONAL MARKETING | NA | |
| ZIKA, LYNETTE, S | I | EVP, NATIONAL MARKETING | NA | |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| COMPASS PARENT, L.P. | DE | MEMBER | E | Control |
| H & R BLOCK GROUP, INC. | DE | DIRECT OWNER | E | Control |
| H & R BLOCK GROUP, INC. | DE | DIRECT OWNER | E | Control |
| H & R BLOCK, INC. | DE | DIRECT OWNER | E | Control |
| H & R BLOCK, INC. | DE | DIRECT OWNER | E | Control |
| HRB BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| MCGLADREY & PULLEN, LLP | DE | MEMBER | E | Control |
| MCGLADREY & PULLEN, LLP | DE | MEMBER | E | Control |
| MCGLADREY & PULLEN, LLP | DE | MEMBER | E | Control |
| MCGLADREY & PULLEN, LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| MCGLADREY LLP | DE | MEMBER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | OWNER | E | Control |
| RSM MCGLADREY BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| RSM US LLP | DE | MEMBER | E | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT, STRATEGIC PARTNERSHIPS | A | Control |
| MILES, LAWRENCE, KENNETH | I | EXECUTIVE VICE PRESIDENT, CORPORATE DEVELOPMENT | A | Control |
| VAN DE LOO, JASON, DALE | I | CHIEF EXECUTIVE OFFICER | A | Control |
| VAN DE LOO, JASON, DALE | I | CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI, L.P. | F | Control |
| PCP PARTNERS VI, L.P. | DE | PARTHENON INVESTORS VI PARALLEL, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| PCP VI GP HOLDINGS, LLC | DE | COMPASS PARENT, L.P. | F | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK GROUP, INC. | DE | RSM MCGLADREY BUSINESS SERVICES, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| H & R BLOCK, INC. | DE | H & R BLOCK GROUP, INC. | E | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI PARALLEL, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
| PARTHENON INVESTORS VI, L.P. | DE | COMPASS PARENT, L.P. | C | Control |
Registrations
Federal
IA
Oct 7, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
6735 VISTAGREEN WAYSUITE 110
ROCKFORD, IL 61107
United States
Phone: 312-702-1680