FINANCIAL PERSPECTIVES
CRD #111240 SEC #801-63811 PLEASANTON, CA 510-651-7054
SEC Registered
Total AUM
$66.5M
Discretionary
$66.5M
Employees
1
Clients
26
Accounts
294
Firm Details
- Organization Type
- Other (specify) (S-CORP)
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLAINCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLAINCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER | E | Control |
| GIBSON, CHARLES, DANA | I | OWNER/ CHIEF COMPLAINCE OFFICER | E | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, CHARLES, DANA | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
| GIBSON, FLORENTINA, GABRIEL | I | SECRETARY | C | Control |
Registrations
Federal
IA
Mar 7, 2012 REGISTERED
Notice Filings (1)
CA
Address
7011 KOLL CENTER PARKWAYSUITE 210
PLEASANTON, CA 94566
United States
Phone: 510-651-7054