VAUGHN INVESTMENT ADVISORS INC
CRD #111249 SEC #801-64075 TUSTIN, CA 714-565-0144
SEC Registered
Total AUM
$29.2M
Discretionary
$29.2M
Employees
1
Clients
0
Accounts
74
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHN, ROBERT, DONALD | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 2, 2012 REGISTERED
Notice Filings (1)
CA
Address
17621 IRVINE BLVDSUITE 104
TUSTIN, CA 92780
United States
Phone: 714-565-0144