ROUND TABLE SERVICES, LLC

Legal name: ROUND TABLE WEALTH MANAGEMENT

CRD #111304 SEC #801-60139 NEW YORK, NY 212-850-4260

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2023
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHENG, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHENG, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHENG, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHENG, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
CURTIS, CHRISTOPHER, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
CURTIS, CHRISTOPHER, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
CURTIS, CHRISTOPHER, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
CURTIS, CHRISTOPHER, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
Curtis, Christopher, G.	I	CHIEF FINANCIAL OFFICER	NA	Control
EVANS, STUART, ASHLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
EVANS, STUART, ASHLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
EVANS, STUART, ASHLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
EVANS, STUART, ASHLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FOLEY, MARIELLA, P	I	PARTNER, SECRETARY	NA	Control
FREEMAN, RICHARD, BRIAN	I	PRINCIPAL	NA	Control
FREEMAN, RICHARD, BRIAN	I	PRINCIPAL	NA	Control
HILDEN, KEVIN	I	CHIEF OPERATING OFFICER	NA	Control
HILDEN, KEVIN, DAVID	I	CHIEF OPERATING OFFICER	NA	Control
HILDEN, KEVIN, DAVID	I	CHIEF OPERATING OFFICER	NA	Control
HILDEN, KEVIN, DAVID	I	CHIEF OPERATING OFFICER	NA	Control
HILDEN, KEVIN, DAVID	I	CHIEF OPERATING OFFICER	NA	Control
MESHIN, HELEN, O	I	CHIEF INVESTMENT OFFICER	NA	Control
MESHIN, HELEN, O	I	CHIEF INVESTMENT OFFICER	NA	Control
MISCINSKI, KURT, PATRICK	I	PRESIDENT	NA	Control
MISCINSKI, KURT, PATRICK	I	PRESIDENT	NA	Control
MISCINSKI, KURT, PATRICK	I	PRESIDENT	NA	Control
MISCINSKI, KURT, PATRICK	I	PRESIDENT	NA	Control
MISCINSKI, KURT, PATRICK	I	PRESIDENT	NA	Control
OKeefe, Mary, Claire	I	HEAD OF CORPORATE DEVELOPMENT	NA	Control
OKeefe, Mary, Claire	I	HEAD OF CORPORATE DEVELOPMENT	NA	Control
OKeefe, Mary, Claire	I	HEAD OF CORPORATE DEVELOPMENT	NA	Control
OKeefe, Mary, Claire	I	HEAD OF CORPORATE DEVELOPMENT	NA	Control
OKeefe, Mary, Claire	I	HEAD OF CORPORATE DEVELOPMENT	NA	Control
PACE, BENJAMIN, A	I	CHIEF INVESTMENT OFFICER	NA	Control
PACE, BENJAMIN, ALBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
PACE, BENJAMIN, ALBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
PACE, BENJAMIN, ALBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
PACE, BENJAMIN, ALBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
PALTENSTEIN, MARCIA, BETH	I	CHIEF OPERATING OFFICER	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
POLICASTRO, RICHARD, VICTOR	I	PRESIDENT	NA
RENSHAW, NANCY, ELIZABETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
SECO, ROBERT, JOSEPH	I	GENERAL COUNSEL	NA	Control
SECO, ROBERT, JOSEPH	I	GENERAL COUNSEL	NA	Control
SECO, ROBERT, JOSEPH	I	GENERAL COUNSEL	NA	Control
SECO, ROBERT, JOSEPH	I	GENERAL COUNSEL	NA	Control
SECO, ROBERT, JOSEPH	I	GENERAL COUNSEL	NA	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	NA	Control
CERITY PARTNERS EQUITY HOLDING LLC	DE	MEMBER	E	Control
CERITY PARTNERS EQUITY HOLDING LLC	DE	MEMBER	E	Control
CERITY PARTNERS EQUITY HOLDING LLC	DE	MEMBER	E	Control
CERITY PARTNERS EQUITY HOLDING LLC	DE	MEMBER	E	Control
CERITY PARTNERS EQUITY HOLDINGLLC	DE	MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	E	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	D	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
FONTANA HOLDINGS LLC	DE	OWNER	C	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER, PARTNER	B	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	B	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	B	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	B	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	B	Control
GIACONA, STEVEN, JOSEPH	I	MANAGING MEMBER	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	B	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	A	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	A	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	A	Control
DAVIS, ROBERT, CLIFFORD	I	CHIEF INVESTMENT OFFICER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
FREEMAN, RICHARD, BRIAN	I	PARTNER	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
HYDE, BRUCE, ALLEN	I	PARTNER, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	A	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	A	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control
SHAH, USHIR, NARESH	I	CHIEF COMPLIANCE OFFICER	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control
SHAH, USHIR, NARESH	I	CHIEF OPERATING OFFICER / CCO	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GENSTAR CAPITAL X L.P.	DE	GENSTAR CAPITAL PARTNERS X, L.P.	F	Control
GENSTAR CAPITAL X L.P.	DE	GENSTAR CAPITAL PARTNERS X, L.P.	F	Control
GENSTAR CAPITAL X L.P.	DE	GENSTAR CAPITAL PARTNERS X, L.P.	F	Control
GENSTAR CAPITAL X L.P.	DE	GENSTAR CAPITAL PARTNERS X, L.P.	F	Control
GENSTAR CAPITAL X L.P.	DE	GENSTAR CAPITAL PARTNERS X, L.P.	F	Control
GENSTAR X GP LLC	DE	GENSTAR CAPITAL X L.P.	F	Control
GENSTAR X GP LLC	DE	GENSTAR CAPITAL X L.P.	F	Control
GENSTAR X GP LLC	DE	GENSTAR CAPITAL X L.P.	F	Control
GENSTAR X GP LLC	DE	GENSTAR CAPITAL X L.P.	F	Control
GENSTAR X GP LLC	DE	GENSTAR CAPITAL X L.P.	F	Control
MISCINSKI, KURT, PATRICK	I	CERITY PARTNERS EOE LLC	F	Control
MISCINSKI, KURT, PATRICK	I	CERITY PARTNERS EOE LLC	F	Control
MISCINSKI, KURT, PATRICK	I	CERITY PARTNERS EOE LLC	F	Control
MISCINSKI, KURT, PATRICK	I	CERITY PARTNERS EOE LLC	F	Control
MISCINSKI, KURT, PATRICK	I	CERITY PARTNERS EOE LLC	F	Control
CP HOLDINGS I LLC	DE	CP INTERMEDIATE I LLC	E	Control
CP HOLDINGS I LLC	DE	CP-MCM LLC	E	Control
CP HOLDINGS I LLC	DE	CP-MCM LLC	E	Control
CP HOLDINGS I LLC	DE	CP INTERMEDIATE I LLC	E	Control
CP HOLDINGS I LLC	DE	CP-MCM LLC	E	Control
CP INTERMEDIATE I LLC	DE	CP INTERMEDIATE II LLC	E	Control
CP INTERMEDIATE I LLC	DE	CP INTERMEDIATE II LLC	E	Control
CP INTERMEDIATE I LLC	DE	CP INTERMEDIATE II LLC	E	Control
CP INTERMEDIATE I LLC	DE	CP INTERMEDIATE II LLC	E	Control
CP INTERMEDIATE I LLC	DE	CP INTERMEDIATE II LLC	E	Control
CP INTERMEDIATE II LLC	DE	CP MERGER I LLC	E	Control
CP INTERMEDIATE II LLC	DE	CP MERGER I LLC	E	Control
CP INTERMEDIATE II LLC	DE	CP MERGER I LLC	E	Control
CP INTERMEDIATE II LLC	DE	CP MERGER I LLC	E	Control
CP INTERMEDIATE II LLC	DE	CP MERGER I LLC	E	Control
CP MERGER I LLC	DE	CP MERGER II LLC	E	Control
CP MERGER I LLC	DE	CP MERGER II LLC	E	Control
CP MERGER I LLC	DE	CP MERGER II LLC	E	Control
CP MERGER I LLC	DE	CP MERGER II LLC	E	Control
CP MERGER I LLC	DE	CP MERGER II LLC	E	Control
CP MERGER II LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	E	Control
CP MERGER II LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	E	Control
CP MERGER II LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	E	Control
CP MERGER II LLC	DE	CERITY PARTNERS EQUITY HOLDINGLLC	E	Control
CP MERGER II LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	E	Control
CP-ACP LLC	DE	CP-RTS LLC	E	Control
CP-ACP LLC	DE	CP-RTS LLC	E	Control
CP-ACP LLC	DE	CP-RTS LLC	E	Control
CP-MCM LLC	DE	CP-ACP LLC	E	Control
CP-MCM LLC	DE	CP-ACP LLC	E	Control
CP-MCM LLC	DE	CP-ACP LLC	E	Control
CP-RTS LLC	DE	CP INTERMEDIATE I LLC	E	Control
CP-RTS LLC	DE	CP INTERMEDIATE I LLC	E	Control
CP-RTS LLC	DE	CP INTERMEDIATE I LLC	E	Control
GIACONA FAMILY MANAGERS LLC	DE	FONTANA HOLDINGS LLC	E	Control
GIACONA, STEVEN, JOSEPH	I	FONTANA HOLDINGS LLC	E	Control
GIACONA, STEVEN, JOSEPH	I	FONTANA HOLDINGS LLC	E	Control
GIACONA, STEVEN, JOSEPH	I	FONTANA HOLDINGS LLC	E	Control
GIACONA, STEVEN, JOSEPH	I	FONTANA HOLDINGS LLC	E	Control
CERITY PARTNERS EOE LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	C	Control
CERITY PARTNERS EOE LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	C	Control
CERITY PARTNERS EOE LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	C	Control
CERITY PARTNERS EOE LLC	DE	CERITY PARTNERS EQUITY HOLDINGLLC	C	Control
CERITY PARTNERS EOE LLC	DE	CERITY PARTNERS EQUITY HOLDING LLC	C	Control
GENSTAR CAPITAL PARTNERS X, L.P.	DE	CP HOLDINGS I LLC	C	Control
GENSTAR CAPITAL PARTNERS X, L.P.	DE	CP HOLDINGS I LLC	C	Control
GENSTAR CAPITAL PARTNERS X, L.P.	DE	CP HOLDINGS I LLC	C	Control
GENSTAR CAPITAL PARTNERS X, L.P.	DE	CP HOLDINGS I LLC	C	Control
GENSTAR CAPITAL PARTNERS X, L.P.	DE	CP HOLDINGS I LLC	C	Control

Registrations

Federal

Mar 31, 2023 REGISTERED

Notice Filings (21)

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