VANTAGE WEALTH
CRD #111324 SEC #801-49690 PASADENA, CA 626-844-7184
SEC Registered
Total AUM
$609.1M
Discretionary
$609.1M
Employees
6
Clients
10
Accounts
457
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIGG, CASEY, DONALD | I | VICE PRESIDENT | NA | |
| LOPER, JENNIFER, LEA | I | VICE PRESIDENT | NA | |
| LOPER, JENNIFER, LEA | I | VICE PRESIDENT | NA | |
| PALLER, DAVID, ABRAHAM | I | VICE PRESIDENT | NA | |
| PALLER, DAVID, ABRAHAM | I | VICE PRESIDENT | NA | |
| SACHS, ALAN, MARSHALL | I | CHIEF INVESTMENT OFFICER | NA | |
| SACHS, ALAN, MARSHALL | I | CHIEF INVESTMENT OFFICER | NA | |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT | I | CHAIRMAN | D | Control |
| OSHER, ROBERT, CHARLES | I | CHAIRMAN | D | Control |
| OSHER, ROBERT, CHARLES | I | CHAIRMAN | D | Control |
| OSHER, ROBERT, CHARLES | I | CHAIRMAN | D | Control |
| OSHER, ROBERT, CHARLES | I | CHAIRMAN | D | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| VANDEVOORDE, JAMES | I | PRESIDENT | C | Control |
| VANDEVOORDE, JAMES | I | PRESIDENT | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| VANDEVOORDE, JAMES, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Jan 24, 2025 REGISTERED
Notice Filings (6)
AZ CA NE OR TX WA
Address
125 NORTH RAYMOND AVENUESUITE 309
PASADENA, CA 91103
United States
Phone: 626-844-7184