HAVENS ADVISORS LLC
Legal name: HAVENS ADVISORS
CRD #111333 SEC #802-129743 BROOKLYN, NY 646 220-3559
State Registered Exempt Reporting Private Funds
Total AUM
$49.4M
Discretionary
$49.4M
Employees
2
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 0
- LEI
- BXNO4ZOXVVB3D5YBUI35
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AYREY, MICHAEL, WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| BOCK, ELLEN, LESLIE | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER | NA | |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER | NA | |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER OF REGISTRANT | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA, NMN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA, NMN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA, NMN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA, NMN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENN, MARLA, NMN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LETACONNOUX, CALLEEN, KING | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCLEARY, JOHN, THOMAS | I | CHIEF FINANCIAL OFFIER | NA | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF REGISTRANT | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF RELYING ADVISER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF HAVENS ASSOCIATES, L.L.C. | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER | E | Control |
| HAVENSHASTY, NANCY, ELIZABETH | I | MANAGING MEMBER OF HAVENS ASSOCIATES, L.L.C. | E | Control |
Registrations
Federal
ERA
Mar 11, 2025 REGISTERED
Notice Filings (1)
NY
Address
2 MONTAGUE TERRACEBROOKLYN, NY 11201
United States
Phone: 646 220-3559