FRANKLIN INVESTMENT ADVISORY SERVICES, LLC
CRD #111377 SEC #801-52152 SAN MATEO, CA 650-312-3000
SEC Registered
Total AUM
$5.2B
Discretionary
$5.2B
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BECKERLE, BREDA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNS, HARMON, EVAN | I | DIRECTOR | NA | |
| BURNS, HARMON, EVAN | I | DIRECTOR | NA | |
| BURNS, HARMON, EVAN | I | DIRECTOR | NA | |
| BURNS, HARMON, EVAN | I | DIRECTOR | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| CONSTANT, MARK, LECHO | I | TREASURER | NA | |
| DAVIS, JAMES, MURRELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLANAGAN, MARTIN, LAWRENCE | I | EXECUTIVE VICE PRESIDENT | NA | |
| FLANAGAN, MARTIN, LAWRENCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| GULLEY, MADISON, STERLING | I | EXECUTIVE VICE PRESIDENT | NA | |
| JOHNSON, CHARLES, ENDLER | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, GREG, EUGENE | I | PRESIDENT | NA | Control |
| JOHNSON, RUPERT, HARRIS | I | DIRECTOR | NA | Control |
| JOHNSON, RUPERT, HARRIS | I | DIRECTOR | NA | Control |
| JOHNSON, RUPERT, HARRIS | I | DIRECTOR | NA | Control |
| JOHNSON, RUPERT, HARRIS | I | DIRECTOR | NA | Control |
| LUI, DAVID, HARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUI, DAVID, HARRISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUI, DAVID, HARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| LUSK, JOHN, MATTHEW | I | PRESIDENT | NA | Control |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| PALMIERI, VIVIAN, JOSEPH | I | VICE PRESIDENT | NA | |
| POON, MONICA, WAIFONG | I | CHIEF COMPLIANCE OFFICER | NA | |
| POON, MONICA, WAIFONG | I | CHIEF COMPLIANCE OFFICER | NA | |
| POON, MONICA, WAIFONG | I | CHIEF COMPLIANCE OFFICER | NA | |
| POON, MONICA, WAIFONG | I | CHIEF COMPLIANCE OFFICER | NA | |
| POON, MONICA, WAIFONG | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMS, CHARLES, ROBERT | I | SENIOR VICE PRESIDENT OF FINANCE; TREASURER AND PRINCIPAL FINANCIAL OFFICER | NA | |
| SIMS, CHARLES, ROBERT | I | SENIOR VICE PRESIDENT OF FINANCE; TREASURER AND PRINCIPAL FINANCIAL OFFICER | NA | |
| SIMS, CHARLES, ROBERT | I | SENIOR VICE PRESIDENT OF FINANCE; TREASURER AND PRINCIPAL FINANCIAL OFFICER | NA | |
| SIMS, CHARLES, ROBERT | I | SENIOR VICE PRESIDENT OF FINANCE; TREASURER AND PRINCIPAL FINANCIAL OFFICER | NA | |
| SIMS, CHARLES, ROBERT | I | SENIOR VICE PRESIDENT OF FINANCE; TREASURER AND PRINCIPAL FINANCIAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| FRANKLIN RESOURCES, INC. | DE | PARENT CORPORATION | E | Control |
| FRANKLIN RESOURCES, INC. | DE | PARENT CORPORATION | E | Control |
| FRANKLIN RESOURCES, INC. | DE | PARENT CORPORATION | E | Control |
| FRANKLIN RESOURCES, INC. | DE | PARENT CORPORATION | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
| FRANKLIN TEMPLETON DISTRIBUTORS, INC. | DE | PARENT CORPORATION OF REGISTRANT - 100% | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | FRANKLIN TEMPLETON DISTRIBUTORS, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
CA
Address
ONE FRANKLIN PARKWAYSAN MATEO, CA 94403
United States
Phone: 650-312-3000