MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC
CRD #111386 SEC #801-60172 NEW YORK, NY 212-296-6444
SEC Registered Private Funds
Total AUM
$38.5M
Discretionary
$38.5M
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| AARON, DEBRA, MARSHA | I | VICE PRESIDENT | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGSTADT, CHRISTIAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNUNZIATA, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBER, JOHN, ROBERT | I | PRESIDENT | NA | Control |
| BARBER, JOHN, ROBERT | I | PRESIDENT | NA | Control |
| BARBER, JOHN, ROBERT | I | PRESIDENT | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR | NA | Control |
| BEAL, JEREMY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| BEAL, JEREMY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| BEAL, JEREMY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| BEAL, JEREMY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| BEAL, JEREMY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRODSKY, JEFFREY, S | I | VICE PRESIDENT | NA | Control |
| BRUNO, JAMES, V | I | SECRETARY | NA | |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, V | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| BRUNO, JAMES, VINCENT | I | DIRECTOR | NA | Control |
| CASE, ROBERT, ANTHONY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHASE, ANDREW, LYON | I | PRESIDENT | NA | Control |
| COLE, CAROLYN, JO | I | SENIOR VICE PRESIDENT | NA | Control |
| COLE, CAROLYN, JO | I | SENIOR VICE PRESIDENT | NA | Control |
| COLE, CAROLYN, JO | I | SENIOR VICE PRESIDENT | NA | Control |
| COLE, CAROLYN, JO | I | SENIOR VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| CREANEY, ROBERT, JOHN | I | VICE PRESIDENT | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, MICHAEL | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DAVIS, WALTER, JOHN | I | DIRECTOR | NA | Control |
| DELUISE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| DELUISE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| DELUISE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| DELUISE, JAMES | I | CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER | NA | |
| DI GIUSEPPI, MARIA, SILVINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| DI GIUSEPPI, MARIA, SILVINA | I | VICE PRESIDENT - COMPLIANCE | NA | |
| DI GIUSEPPI, MARIA, SILVINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| DI GIUSEPPI, SILVINA, MARIA | I | PRESIDENT - COMPLIANCE | NA | |
| ESPOSITO, MICHAEL, FRANK | I | DIRECTOR | NA | Control |
| ESPOSITO, MICHAEL, FRANK | I | DIRECTOR | NA | Control |
| ESPOSITO, MICHAEL, FRANK | I | DIRECTOR | NA | Control |
| ESPOSITO, MICHAEL, FRANK | I | DIRECTOR | NA | Control |
| ESPOSITO, MICHAEL, FRANK | I | DIRECTOR | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FLEMING, GREGORY, J | I | PRESIDENT | NA | Control |
| FRIEDMAN, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELFAND, JEFFREY, ALLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN TAYLOR, JESSICA, G. | I | VICE PRESIDENT | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GORMAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRAFSTEIN, ISRAEL | I | ASSISTENT SECRETARY | NA | |
| GROSSMAN, ERIC, FREDRIC | I | VICE PRESIDENT | NA | Control |
| GROSSMAN, ERIC, FREDRIC | I | VICE PRESIDENT | NA | Control |
| GROSSMAN, ERIC, FREDRIC | I | VICE PRESIDENT | NA | Control |
| GROSSMAN, ERIC, FREDRIC | I | VICE PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HACK, JEFFREY, IAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSEN, TIMOTHY, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HUNEKE, BENJAMIN, CORDT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOHNSTON, CHARLES, DEAN | I | PRESIDENT | NA | Control |
| JOHNSTON, CHARLES, DEAN | I | PRESIDENT | NA | Control |
| JOHNSTON, CHARLES, DEAN | I | PRESIDENT | NA | Control |
| JOHNSTON, CHARLES, DEAN | I | PRESIDENT | NA | Control |
| KNAPP, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNAPP, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNAPP, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNAPP, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNAPP, MATTHEW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KORN, MICHAEL, IRA | I | DIRECTOR | NA | Control |
| KOUREPENOS, KERRY, STEVEN | I | CHIEF OPERATING OFFICER | NA | |
| KOUREPENOS, KERRY, STEVEN | I | CHIEF OPERATING OFFICER | NA | |
| LAI, CARMEN | I | DIRECTOR | NA | Control |
| LAI, CARMEN | I | DIRECTOR | NA | Control |
| LAI, CARMEN | I | DIRECTOR | NA | Control |
| LAI, CARMEN | I | DIRECTOR | NA | Control |
| LAI, CARMEN | I | DIRECTOR | NA | Control |
| LARRABEE, LEONARD, P | I | CHIEF LEGAL OFFICER | NA | |
| LEALE, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| LEALE, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| LEALE, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| LEALE, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| LEALE, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MANDELBAUM, JAY, PHILLIP | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MARMOLL, ERIC, J | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| MCGRATH, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOGENSON, HARVEY, BERTRAM | I | VICE PRESIDENT | NA | |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| MOTLEY, MARIANNE | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR | NA | Control |
| NARCISSE, COLBERT, G | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| NARCISSE, COLBERT, GERALD | I | DIRECTOR | NA | |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| O'SULLIVAN, WILLIAM, JOSEPH | I | VICE PRESIDENT | NA | Control |
| OROSCHAKOFF, MICHELLE | I | DIRECTOR | NA | Control |
| OROSCHAKOFF, MICHELLE | I | DIRECTOR | NA | Control |
| OROSCHAKOFF, MICHELLE | I | DIRECTOR | NA | Control |
| OROSCHAKOFF, MICHELLE | I | DIRECTOR | NA | Control |
| OROSCHAKOFF, MICHELLE | I | DIRECTOR | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| PALLADINO, LOUIS, ANGELO | I | VICE PRESIDENT | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLSKI, NICOLE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RAMANATHAN, RANESH | I | CHIEF LEGAL OFFICER | NA | |
| RANDEL, JOHNNY, DALE | I | CHIEF FINANCIAL OFFICER | NA | |
| REGANTE, CHRISTINE | I | TREASURER | NA | |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REID, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REIN, WALTER, EDWARD | I | VICE PRESIDENT | NA | Control |
| REINHARD, CHARLES, LOUIS | I | DIRECTOR | NA | Control |
| REINHARD, CHARLES, LOUIS | I | DIRECTOR | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSENTHAL, JAMES, ARTHUR | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SANDBERG, BRUCE, R | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SCHIFFMAN, ETHAN, J | I | VICE PRESIDENT | NA | Control |
| SMITH, DAVID, SCHLEMMER | I | CHIEF LEGAL OFFICER | NA | |
| SMITH, DAVID, SCHLEMMER | I | CHIEF LEGAL OFFICER | NA | |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| STEEL, SCOTT, MATTHEW | I | DIRECTOR | NA | Control |
| SWEENEY, JOHN | I | DIRECTOR | NA | Control |
| SWEENEY, JOHN | I | DIRECTOR | NA | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | DE | MEMBER | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SHAREHOLDER | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SHAREHOLDER | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITICORP BANKING CORPORATION | DE | CITICORP NORTH AMERICA, INC. | E | Control |
| CITICORP BANKING CORPORATION | DE | CITICORP NORTH AMERICA, INC. | E | Control |
| CITICORP BANKING CORPORATION | DE | CITICORP NORTH AMERICA, INC. | E | Control |
| CITICORP BANKING CORPORATION | DE | CITICORP NORTH AMERICA, INC. | E | Control |
| CITICORP NORTH AMERICA, INC. | DE | CITIGROUP NIAGARA HOLDINGS LLC | E | Control |
| CITICORP NORTH AMERICA, INC. | DE | CITIGROUP NIAGARA HOLDINGS LLC | E | Control |
| CITICORP NORTH AMERICA, INC. | DE | CITIGROUP NIAGARA HOLDINGS LLC | E | Control |
| CITICORP NORTH AMERICA, INC. | DE | CITIGROUP NIAGARA HOLDINGS LLC | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITCORP BANKING CORPORATION | E | Control |
| CITIGROUP INC. | DE | CITCORP BANKING CORPORATION | E | Control |
| CITIGROUP INC. | DE | CITCORP BANKING CORPORATION | E | Control |
| CITIGROUP INC. | DE | CITCORP BANKING CORPORATION | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY TOWER LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY CAPITAL MANAGEMENT LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY & CO. LLC | DE | MS ALPHA HOLDINGS LLC | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY CAPITAL MANAGEMENT LLC | DE | MORGAN STANLEY DOMESTIC HOLDINGS INC. | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY & CO. LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MS FINANCING LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY COMMERICAL FINANCIAL SERVICES LLC | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MORGAN STANLEY TOWER LLC | DE | MS FINANCING INC. | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| MS FINANCING INC. | DE | MS BETA HOLDINGS LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | D | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | D | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | D | Control |
| MORGAN STANLEY | DE | MORGAN STANLEY & CO. INC. | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | D | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| MS ALPHA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | D | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | C | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | C | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | C | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | CITIGROUP GLOBAL MARKETS INC. | C | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | C | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | C | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | C | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP GLOBAL MARKETS INC. | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | C | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | C | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | C | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | C | Control |
| CITIGROUP NIAGARA HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| CITIGROUP NIAGARA HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| CITIGROUP NIAGARA HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| CITIGROUP NIAGARA HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY & CO. INCORPORATED | DE | MORGAN STANLEY SMITH BARNLEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY COMMERCIAL FINANCIAL SERVICES | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MEMBER | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY JV HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MORGAN STANLEY JV HOLDINGS LLC | DE | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS BETA HOLDINGS LLC | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
| MS FINANCING INC. | DE | MORGAN STANLEY JV HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 9, 2021 REGISTERED
Notice Filings (1)
NY
Address
522 FIFTH AVENUE, 13TH FLOORNEW YORK, NY 10036
United States
Phone: 212-296-6444