OPTIMA CAPITAL MANAGEMENT INC
Legal name: OPTIMA CAPITAL MANAGEMENT, INC.
CRD #111409 SEC #801-57706 SAN ANTONIO, TX 210-497-4488
SEC Registered
Total AUM
$247.2M
Discretionary
$247.2M
Employees
7
Clients
0
Accounts
228
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | NA | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | NA | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | NA | Control |
| ACTINVER WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| ACTINVER WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| ACTINVER WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | E | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MONTSDEOCA, LUIS | I | PRESIDENT | E | Control |
| MONTSDEOCA, LUIS | I | PRESIDENT | E | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT | D | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT | D | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOPEZ, BENJAMIN, JORGE | I | VICE PRESIDENT | D | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | D | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT | D | Control |
| MONTES-DE-OCA, LUIS, N/A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACTINVER HOLDINGS, INC. | DE | ACTINVER WEALTH MANAGEMENT, INC. | E | Control |
| ACTINVER HOLDINGS, INC. | DE | ACTINVER WEALTH MANAGEMENT, INC. | E | Control |
| ACTINVER HOLDINGS, INC. | DE | ACTINVER WEALTH MANAGEMENT, INC. | E | Control |
| CORPORACION ACTINVER S.A.B. DE C.V. | FE | ACTINVER HOLDINGS, INC. | E | Control |
| CORPORACION ACTINVER S.A.B. DE C.V. | FE | ACTINVER HOLDINGS, INC. | E | Control |
| CORPORACION ACTINVER S.A.B. DE C.V. | FE | ACTINVER HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Feb 26, 2013 REGISTERED
Notice Filings (1)
TX
Address
19134 STONE OAK PARKWAYSUITE 200
SAN ANTONIO, TX 78258
United States
Phone: 210-497-4488