CARLSON CAPITAL MANAGEMENT INC
Legal name: CARLSON CAPITAL MANAGEMENT
CRD #111414 SEC #801-37202 NORTHFIELD, MN 507-645-8887
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
32
Clients
--
Accounts
4,628
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | D | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | D | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | D | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | D | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | D | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT | D | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT | D | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT | D | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT | D | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT | D | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRINCIPAL, CHIEF EXECUTIVE OFFICER | C | Control |
| CARLSON, GREGORY, ALAN | I | PRESIDENT | C | Control |
| CARLSON, GREGORY, ALAN | I | FOUNDER & CEO | C | Control |
| CARLSON, GREGORY, ALAN | I | FOUNDER & CEO | C | Control |
| CARLSON, GREGORY, ALAN | I | FOUNDER & CEO | C | Control |
| CARLSON, GREGORY, ALAN | I | FOUNDER & CEO | C | Control |
| CARLSON, GREGORY, ALAN | I | FOUNDER & CEO | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT & SECRETARY | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | VICE PRESIDENT & SECRETARY | C | Control |
| CARLSON, JEFFREY, ROBERT | I | FOUNDER & SECRETARY/TREASURER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | FOUNDER & SECRETARY/TREASURER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | FOUNDER & SECRETARY/TREASURER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | FOUNDER & SECRETARY/TREASURER | C | Control |
| CARLSON, JEFFREY, ROBERT | I | FOUNDER & SECRETARY/TREASURER | C | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | VICE PRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | VICE PRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STETS, JUSTIN, DANIEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Dec 23, 2015 REGISTERED
Notice Filings (18)
AZ CA FL IA IL LA MA MN MT NE NH NY SD TX UT VA WA WI
Address
11 BRIDGE SQUARENORTHFIELD, MN 55057
United States
Phone: 507-645-8887