SUMNICHT & ASSOCIATES, LLC
CRD #111421 SEC #801-60309 APPLETON, WI 920-731-4455
SEC Registered
Total AUM
$100.4M
Discretionary
$52.6M
Employees
4
Clients
10
Accounts
69
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUDETTE, EVAN, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AUDETTE, EVAN, ANTHONY | I | CFO | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CCO, CFO, COO | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CCO, CFO, COO | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CCO, CFO, COO | NA | Control |
| HACKNEY, DAVID, EDWIN | I | CCO, CFO, COO | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| HACKNEY, DAVID, EDWIN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHROTRA, PRATEEK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RIEDL, ROBERT, LOUIS | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SELF, CHARLES, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMNICHT, VERNON, COFFEY | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | |
| WANTA, LINDA, MARLENE | I | OPERATIONS DIRECTOR | NA | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER/CEO | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
| SUMNICHT, VERNON, COFFEY | I | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, VERNON, COFFEY | I | SUMNICHT HOLDINGS, LLC | D | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
| SUMNICHT, DEBRA | I | SUMNICHT HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 17, 2025 REGISTERED
Notice Filings (5)
CA FL MA TX WI
Address
5485 W GRANDE MARKET DRIVESUITE D
APPLETON, WI 54913
United States
Phone: 920-731-4455