LEGACY ASSET MANAGEMENT, INC.
CRD #111423 SEC #801-57208 HOUSTON, TX 713-355-7171
SEC Registered
Total AUM
$161.7M
Discretionary
$141.5M
Employees
7
Clients
11
Accounts
522
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | E | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BIRKOFER, JOSEPH, RICHARD | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PARTNER | C | Control |
| KAPLAN, RICHARD, E | I | PRESIDENT | C | Control |
| KAPLAN, RICHARD, E | I | PARTNER | C | Control |
| WILLIAMS, THOMAS, B | I | TREASURER | C | Control |
| WILLIAMS, THOMAS, B | I | TREASURER | C | Control |
| WILLIAMS, THOMAS, B | I | TREASURER | C | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
| NEL, JILLIAN, CLAIRE | I | PARTNER | A | Control |
Registrations
Federal
IA
May 13, 2024 REGISTERED
Notice Filings (4)
CA CO LA TX
Address
3411 RICHMOND AVESUITE 750
HOUSTON, TX 77046
United States
Phone: 713-355-7171