LEGACY CAPITAL GROUP CALIFORNIA, INC.
CRD #111436 SEC #801-69566 LOS GATOS, CA 408-399-6330
SEC Registered
Total AUM
$608.4M
Discretionary
$608.4M
Employees
18
Clients
101
Accounts
2,090
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Nov 5, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Elfenbein, Lonny, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| LAWSON, KIM, ANN | I | COO | NA | Control |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | |
| Patton, Kevin, Jason | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BAER, RICHARD, EVAN | I | CHAIRMAN OF THE BOARD | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BUNGER, BRENT, CHARLES | I | PRESIDENT | C | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CEO,CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO, CHIEF COMPLIANCE OFFICER | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
| BAUGH, ANDREW, MICHAEL | I | CIO | A | Control |
Registrations
Federal
IA
Nov 5, 2025 REGISTERED
Notice Filings (8)
AR AZ CA CO FL IN TX WA
Address
459 MONTEREY AVENUESUITE 100
LOS GATOS, CA 95030
United States
Phone: 408-399-6330