INVESTORS ASSET MANAGEMENT, INC.
CRD #111462 SEC #801-18198 PLANO, TX 972-985-7162
SEC Registered
Total AUM
$193.1M
Discretionary
$193.1M
Employees
6
Clients
26
Accounts
561
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DYER, AARON, DAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DYER, AARON, DAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DYER, AARON, DAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | NA | |
| ERWIN, RICHARD, C | I | PRESIDENT | E | Control |
| ERWIN, RICHARD, C | I | PRESIDENT | E | Control |
| ERWIN, RICHARD, C | I | PRESIDENT | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, RICHARD, CLAYTON | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| ERWIN, JOHN, ROBERT | I | SHAREHOLDER | A | |
| ERWIN, JOHN, ROBERT | I | SHAREHOLDER | A | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | A | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | A | |
| ERWIN, LINDA, SUSAN | I | DIRECTOR | A |
Registrations
Federal
IA
Feb 19, 2013 REGISTERED
Notice Filings (9)
CA FL LA MA MI NY OK TX VT
Address
LEGACY BANK PLAZA, 5000 LEGACYSUITE 180
PLANO, TX 75024
United States
Phone: 972-985-7162