RIA Intelligence

PENNFIELD CAPITAL CORP

CRD #111464 SEC #801-35601 SOUTH BEND, IN 574-968-9010
SEC Registered
Total AUM
$32.3M
Discretionary
$20.1M
Employees
1
Clients
0
Accounts
31

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Apr 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MOCK, DEIRDRE, NELIGANIVICE PRESIDENTNA
MOCK, DEIRDRE, NELIGANIVICE PRESIDENTNA
MOCK, DEIRDRE, NELIGANIVICE PRESIDENTNA
MOCK, DEIRDRE, NELIGANIVICE PRESIDENTNA
MOCK, DEIRDRE, NELIGANIVICE PRESIDENTNA
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
MOCK, RICHARD, MARSHALLIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Apr 27, 2012 REGISTERED

Notice Filings (2)

CT IN

Address

205 WEST JEFFERSON BLVD. - SUITE 400
SOUTH BEND, IN 46601
United States
Phone: 574-968-9010