UNION BANCAIRE PRIVEE ASSET MANAGEMENT LLC

Legal name: UBP ASSET MANAGEMENT LLC

CRD #111472 SEC #801-56922 NEW YORK, NY 212-317-6700

SEC Registered

Total AUM

$230.9M

Discretionary

$230.9M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2021
Branch Offices: 0
LEI: 254900WEG8L5GYULAS19

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AHAMED, LIAQUAT, ALI	I	BOARD OF MANAGERS	NA	Control
AHAMED, LIAQUAT, ALI	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ASSAYAG, ARIE	I	BOARD OF MANAGERS	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	BOARD OF MANAGERS	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
ATTIAS, ERIC, MICHEL	I	CHIEF EXECUTIVE OFFICER CHIEF INVESTMENT OFFICER	NA	Control
AVICOLLI, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER	NA
AVICOLLI, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER	NA
AVICOLLI, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER	NA
AVICOLLI, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER	NA
BABSIN, JENNIFER, L.	I	CHIEF MARKETING OFFICER	NA
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BEECHERT, SCOTT, VINCENT	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
BERNARD, CHRISTOPHE	I	BOARD OF MANAGERS	NA	Control
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
BIASE, DAVID	I	CHIEF INVESTMENT OFFICER	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
CRAMB, IAN, MARK	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
DE PICCIOTTO, DANIEL, ALAIN	I	BOARD OF MANAGERS	NA	Control
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA	Control
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA	Control
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA	Control
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA
FROGG, JAN, ERIK	I	BOARD OF MANAGERS	NA	Control
GARCIA DE MADARIAGA, ELENA	I	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	NA
GARCIA DE MADARIAGA, ELENA	I	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	NA
GARCIA DE MADARIAGA, ELENA	I	GENERAL COUNSEL	NA
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GARDINER, WILLIAM, SIMPSON	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
GORDON, SHELDON, STEPHEN	I	BOARD OF MANAGERS	NA	Control
HILDEBRAND, PHILIPP, MICHAEL	I	BOARD OF MANAGERS	NA
IGOLNIKOV, ROMAN	I	CHIEF INVESTMENT OFFICER	NA
IGOLNIKOV, ROMAN	I	MANAGING DIRECTOR	NA
IGOLNIKOV, ROMAN	I	MANAGING DIRECTOR	NA
IGOLNIKOV, ROMAN	I	CHIEF INVESTMENT OFFICER	NA
IGOLNIKOV, ROMAN	I	SENIOR MANAGING DIRECTOR	NA
IGOLNIKOV, ROMAN	I	SENIOR MANAGING DIRECTOR	NA
IGOLNIKOV, ROMAN	I	MANAGING DIRECTOR	NA
KATZ, RICHARD, W	I	BOARD OF MANAGERS	NA	Control
KATZ, RICHARD, W	I	BOARD OF MANAGERS	NA	Control
KELLY, DANIEL	I	CHIEF RISK OFFICER	NA
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LANGMAN, MICHAEL, STEVEN	I	BOARD OF MANAGERS	NA	Control
LEVITT, JOHN, BEN	I	CHIEF OPERATING OFFICER	NA
LEVITT, JOHN, BEN	I	CHIEF OPERATING OFFICER	NA
LOGAN, DAVID, GERARD	I	CHIEF FINANCIAL OFFICER	NA
LOGAN, DAVID, GERARD	I	CHIEF FINANCIAL OFFICER	NA
LOGAN, DAVID, GERARD	I	CHIEF FINANCIAL OFFICER	NA
LOGAN, DAVID, GERARD	I	CHIEF FINANCIAL OFFICER	NA
LOGAN, DAVID, GERARD	I	CHIEF FINANCIAL OFFICER	NA
LOVELACE, JASON, AKIM	I	CHIEF EXECUTIVE OFFICER & CHIEF RISK OFFICER	NA	Control
LOVELACE, JASON, AKIM	I	CHIEF EXECUTIVE OFFICER & CHIEF RISK OFFICER	NA	Control
LOVELACE, JASON, AKIM	I	CHIEF EXECUTIVE OFFICER & CHIEF RISK OFFICER	NA	Control
LYNSKEY, SUSAN, VERONICA	I	CHIEF COMPLIANCE OFFICER	NA
LYNSKEY, SUSAN, VERONICA	I	CHIEF COMPLIANCE OFFICER	NA
LYNSKEY, SUSAN, VERONICA	I	CHIEF COMPLIANCE OFFICER	NA
LYNSKEY, SUSAN, VERONICA	I	CHIEF COMPLIANCE OFFICER	NA
LYNSKEY, SUSAN, VERONICA	I	CHIEF COMPLIANCE OFFICER	NA
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MISKIEWICZ, ELAINE	I	BOARD OF MANAGERS	NA	Control
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA	Control
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA	Control
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA
MOLCHAN, MAYYA	I	CHIEF FINANCIAL OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	NA	Control
MORGENTHAL, LAWRENCE, ROSS	I	CHIEF EXECUTIVE OFFICER	NA	Control
RAPCEWICZ, CHRISTOPHER	I	CHIEF RISK OFFICER	NA
RAPCEWICZ, CHRISTOPHER	I	CHIEF RISK OFFICER	NA
RAPCEWICZ, CHRISTOPHER	I	CHIEF RISK OFFICER	NA
RAPCEWICZ, CHRISTOPHER	I	CHIEF RISK OFFICER	NA
RAPCEWICZ, CHRISTOPHER	I	CHIEF RISK OFFICER	NA
REISS, LAURENT	I	BOARD OF MANAGERS	NA
REISS, LAURENT	I	BOARD OF MANAGERS	NA
REISS, LAURENT	I	BOARD OF MANAGERS	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	TREASURER, SECRETARY, VICE PRESIDENT	NA
RUDEL, KRISTY, WEINSCHREIDER	I	TREASURER, SECRETARY, VICE PRESIDENT	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATIVE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	MANAGING DIRECTOR	NA
RUDEL, KRISTY, WEINSCHREIDER	I	MANAGING DIRECTOR	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CFO, SECRETARY	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA
RUDEL, KRISTY, WEINSCHREIDER	I	CHIEF ADMINISTRATION OFFICER	NA
SCOTT, JEFFREY, JOSEPH	I	MANAGING DIRECTOR/COO	NA
SCOTT, JEFFREY, JOSEPH	I	MANAGING DIRECTOR/COO	NA
SCOTT, JEFFREY, JOSEPH	I	SENIOR MANAGING DIRECTOR/COO	NA
SCOTT, JEFFREY, JOSEPH	I	SENIOR MANAGING DIRECTOR/COO	NA
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	CHIEF OPERATING OFFICER	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SIEKIERSKI, DOUGLAS, GORDON	I	PRESIDENT	NA	Control
SONIS, GREGORIY	I	CFO, VICE PRESIDENT	NA
SONIS, GREGORIY	I	CFO, VICE PRESIDENT	NA
STADTMAUER, MATTHEW, DAVID	I	CHIEF MARKETING OFFICER	NA
STADTMAUER, MATTHEW, DAVID	I	MANAGING DIRECTOR	NA
STADTMAUER, MATTHEW, DAVID	I	MANAGING DIRECTOR	NA
STADTMAUER, MATTHEW, DAVID	I	CHIEF MARKETING OFFICER	NA
STADTMAUER, MATTHEW, DAVID	I	SENIOR MANAGING DIRECTOR	NA
STADTMAUER, MATTHEW, DAVID	I	SENIOR MANAGING DIRECTOR	NA
WILSON, PETER, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
WOHANKA, RICHARD, L	I	CHAIRMAN, BOARD OF MANAGERS	NA	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
UBPI HOLDINGS, INC.	DE	MANAGING MEMBER	E	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
KENYON, MARK, JOHN	I	PRESIDENT, CEO, BOARD OF MANAGERS	B	Control
IGOLNIKOV, ROMAN	I	CHIEF INVESTMENT OFFICER & CO-PRESIDENT, BOARD OF MANAGERS	A	Control
IGOLNIKOV, ROMAN	I	CHIEF INVESTMENT OFFICER & CO-PRESIDENT, BOARD OF MANAGERS	A	Control
STADTMAUER, MATTHEW, DAVID	I	CHIEF EXECUTIVE OFFICER & CO-PRESIDENT, BOARD OF MANAGERS	A	Control
STADTMAUER, MATTHEW, DAVID	I	CHIEF EXECUTIVE OFFICER & CO-PRESIDENT, BOARD OF MANAGERS	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDING, S.A.	FE	UNION BANCAIRE PRIVEE	E	Control
CBI HOLDINGS, S.A.	FE	UNION BANCAIRE PRIVEE	E
DE PICCIOTTO (ESTATE OF), EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO (ESTATE OF), EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO (ESTATE OF), EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO (ESTATE OF), EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, ANNE ROTMAN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, ANNE ROTMAN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, ANNE ROTMAN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, DANIEL, ALAIN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, DANIEL, ALAIN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, DANIEL, ALAIN	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, EDGAR, DANIEL	I	H DE P (HOLDING DE PICCIOTTO)	E	Control
DE PICCIOTTO, GUY	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, GUY	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, GUY	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, MARC	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, MARC	I	HDEP CONTINUATION GROUPE SA	E	Control
DE PICCIOTTO, MARC	I	HDEP CONTINUATION GROUPE SA	E	Control
HDEP CONTINUATION GROUPE SA	FE	H DE P (HOLDING DE PICCIOTTO)	E	Control
HDEP CONTINUATION GROUPE SA	FE	H DE P (HOLDING DE PICCIOTTO)	E	Control
HDEP CONTINUATION GROUPE SA	FE	H DE P (HOLDING DE PICCIOTTO)	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
UNION BANCAIRE PRIVEE	FE	UBPI HOLDINGS, INC.	E	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDINGS, S.A.	D
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control
H DE P (HOLDING DE PICCIOTTO)	FE	CBI HOLDING, S.A.	D	Control

Registrations

Federal

Mar 30, 2021 REGISTERED

Notice Filings (2)

MA NY

Address

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29TH FLOOR
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United States

Phone: 212-317-6700