RIA Intelligence

PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.

Legal name: PARADIGM ASSET MANAGEMENT

CRD #111479 SEC #801-49001 WHITE PLAINS, NY 212-771-6100
SEC Registered
Total AUM
$372.5M
Discretionary
$372.5M
Employees
5
Clients
--
Accounts
10

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2025
Branch Offices
0
LEI
549300IJC8BVICB93146

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENTNA Control
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENTNA Control
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENTNA Control
DUFFY, EUGENE, JONESISHAREHOLDERNA
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENT AND CLASS A SHAREHOLDERNA Control
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENT AND CLASS A SHAREHOLDERNA Control
JOHNSON, GREGORY, ALLANICHIEF FINANCIAL OFFICERNA Control
SOSA, ODALISSE, MICHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDERNA
SOSA, ODALISSE, MIGUELINAICHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDERNA
SOSA, ODALISSE, MIGUELINAICHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDERNA
SOSA, ODALISSE, MIGUELINAICHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDERNA
FRANCIS, JAMES, ERICIPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICERE Control
FRANCIS, JAMES, ERICIPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICERE Control
FRANCIS, JAMES, ERICIPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICERD Control
FRANCIS, JAMES, ERICIPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
FRANCIS, JAMES, ERICIMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDERD Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYIMANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYISENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYISENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYISENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
PAI, GREGORYISENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDERB Control
DUFFY, EUGENE, JONESIEXECUTIVE VICE PRESIDENTA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
MARCUS, JEFFREY, EDWARDISENIOR PORTFOLIO MANAGER AND SHAREHOLDERA Control
THE EQUABLE TRUSTDEMEMBERA

Registrations

Federal

IA
Mar 20, 2025 REGISTERED

Address

445 HAMILTON AVENUE
FLOOR 11
WHITE PLAINS, NY 10601
United States
Phone: 212-771-6100