BROWN, RICE E
Legal name: RICE BROWN FINANCIAL SERVICES
CRD #111486 SEC #801-45741 SAINT GEORGE, UT 435-656-5099
SEC Registered
Total AUM
$53.8M
Discretionary
$53.8M
Employees
5
Clients
0
Accounts
721
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWERS, ANN, COPLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWERS, ANN, COPLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWERS, ANN, COPLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
| BROWN, RICE, E | I | OWNER | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (8)
CA CO KS NV OR TX UT WA
Address
1173 SOUTH 250 WEST SUITE 201SAINT GEORGE, UT 84770
USA
Phone: 435-656-5099