PIN OAK CAPITAL LTD
CRD #111490 SEC #801-43642 NEW YORK, NY 212-687-6350
SEC Registered
Total AUM
$98.7M
Discretionary
$98.7M
Employees
5
Clients
0
Accounts
45
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HIGGINS, JOHN, JOSEPH | I | INTERIM DIRECTOR | NA | |
| HIGGINS, JOHN, JOSEPH | I | INTERIM DIRECTOR | NA | |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
May 2, 2002 REGISTERED
Notice Filings (7)
CT FL IL MA NY OK PA
Address
600 3RD AVE16TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-687-6350