BROADVIEW ADVISORS, LLC
CRD #111494 SEC #801-60114 MILWAUKEE, WI (414) 918-3900
SEC Registered Private Funds
Total AUM
$402M
Discretionary
$402M
Employees
9
Clients
--
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, OWEN, LESLIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PINGEL, ANGELA, LYNNE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND SOLE MEMBER | E | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND SOLE MEMBER | E | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND SOLE MEMBER | E | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND SOLE MEMBER | E | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| LANE, RICHARD, EDMOND | I | PRESIDENT, MANAGER AND MEMBER | D | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| PRIMACK, GLENN, WARREN | I | VICE PRESIDENT AND MEMBER | C | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| FARZAM, FARAZ | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| GARCIA, AARON, J | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT AND PORTFOLIO MANAGER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT AND PORTFOLIO MANAGER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
| WHITING, RICHARD, JAMES | I | MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER | B | Control |
Registrations
Federal
IA
Mar 20, 2019 REGISTERED
Notice Filings (2)
TX WI
Address
330 EAST KILBOURN AVENUESUITE 1475
MILWAUKEE, WI 53202
United States
Phone: (414) 918-3900