ADVANTAGE INDIA, INC.
CRD #111502 SEC #801-60445 NEW YORK, NY 212-667-7000
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- APRIL
- Registration Date
- --
- Latest Filing
- Jul 27, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KAPLAN, MARK, ELLIOT | I | GENERAL COUNSEL & MANAGING DIRECTOR | NA | Control |
| KUMAR, PUNITA | I | PORTFOLIO MANAGER | NA | Control |
| ROGERS, PAUL, DAVID | I | CHAIRMAN, CEO | NA | Control |
| CIBC WORLD MARKETS CORP. | DE | PARENT COMPANY | E | Control |
| CIBC WORLD MARKETS CORP. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CIBC DELAWARE HOLDINGS, INC. | DE | CIBC WORLD MARKETS CORP. | E | |
| CIBC DELAWARE HOLDINGS, INC. | DE | CIBC WORLD MARKETS CORP. | E |
Registrations
Federal
IA
Jul 27, 2001 REGISTERED
Notice Filings (1)
NY
Address
ONE WORLD FINANCIAL CENTER200 LIBERTY STREET, 37TH FLOOR
NEW YORK, NY 10281
USA
Phone: 212-667-7000