MDL ADVISERS, INC.
CRD #111511 SEC #801-58294 PITTSBURGH, PA 412-281-1995
SEC Registered
Total AUM
$41.3M
Discretionary
$41.3M
Employees
--
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHAIRMAN & CEO | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHAIRMAN & CEO | NA | Control |
| CALDWELL, DONALD | I | DIRECTOR/OWNER | NA | |
| FORBES, MILDRED, O. | I | SENIOR VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| FORBES, MILDRED, O. | I | VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| FORBES, MILDRED, O. | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| FORBES, MILDRED, O. | I | VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| JOHNSON, JERRY | I | DIRECTOR | NA | |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | NA | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | NA | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST | NA | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| SANDERS, STEVEN, LEROY | I | PRESIDENT & CO-CEO | NA | Control |
| SANDERS, STEVEN, LEROY | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SANDERS, STEVEN, LEROY | I | VICE CHAIRMAN | NA | Control |
| SANDERS, STEVEN, LEROY | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| ZAPPALA, CHARLES, ROBERT | I | DIRECTOR | NA | |
| MDL CAPITAL MANAGEMENT, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL CAPITAL MANAGEMENT, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | 100% DIRECT OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | 100% DIRECT OWNER | E | Control |
| LAY, MARK, DOUGLAS | DE | CHAIRMAN | C | Control |
| JANUS ST. GEORGE GROUP | DE | OWNER | B | |
| SANDERS, STEVEN, LEROY | I | CEO & PRESIDENT | B | Control |
| SAFEGUARD SCIENTIFICS | DE | OWNER | A | |
| WATKINS, JOSEPH | I | CHIEF MARKETING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ADATEPE, EDWARD, ALI | I | MDL ADVIERS, INC. | F | |
| ADATEPE, EDWARD, ALI | I | MDL ADVISERS, INC. | F | |
| CALDWELL, DONALD | I | MDL ADVISERS, INC. | F | |
| CALDWELL, DONALD | I | MDL ADVISERS, INC. | F | |
| JOHNSON, JERRY | I | MDL ADVISERS, INC. | F | |
| JOHNSON, JERRY | I | MDL ADVISERS, INC. | F | |
| SANDERS, STEVEN, LEROY | I | MDL ADVISERS, INC. | F | |
| SANDERS, STEVEN, LEROY | I | MDL ADVISERS, INC. | F | |
| WATKINS, JOSEPH | I | MDL ADVISERS, INC. | F | |
| WATKINS, JOSEPH | I | MDL ADVISERS, INC. | F | |
| ZAPPALA, CHARLES, ROBERT | I | MDL ADVISERS, INC. | F | |
| ZAPPALA, CHARLES, ROBERT | I | MDL ADVISERS, INC. | F | |
| JANUS ST. GEORGE GROUP | DE | MDL ADVISERS, INC. | C | |
| JANUS ST. GEORGE GROUP | DE | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| LAY, MARK, DOUGLAS | I | MDL ADVISERS, INC. | C | |
| SAFEGUARD SCIENTIFICS | DE | MDL ADVISERS, INC. | C | |
| SAFEGUARD SCIENTIFICS | DE | MDL ADVISERS, INC. | C |
Registrations
Federal
IA
May 24, 2005 REGISTERED
Notice Filings (1)
PA
Address
309 SMITHFIELD ST.5TH FLOOR
PITTSBURGH, PA 15222
USA
Phone: 412-281-1995