MDL CAPITAL MANAGEMENT, INCORPORATED
CRD #111513 SEC #801-58293 PITTSBURGH, PA 412-281-1995
SEC Registered
Total AUM
$2.8B
Discretionary
$2.8B
Employees
--
Clients
--
Accounts
118
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ADATEPE, EDWARD, ALI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAL, MILDRED, FORBES | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAL, MILDRED, FORBES | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAL, MILDRED, FORBES | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDWELL, DONALD | I | DIRECTOR/OWNER | NA | |
| FORBES, MILDRED, O. | I | SENIOR VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| FORBES, MILDRED, O. | I | VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| FORBES, MILDRED, O. | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| FORBES, MILDRED, O. | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| FORBES, MILDRED, O. | I | VICE PRESIDENT BUSINESS OPERATIONS & COMPLIANCE | NA | Control |
| JOHNSON, JERRY | I | DIRECTOR | NA | |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | NA | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MARROW, CHERYL, ELAINE | I | MANAGING DIRECTOR OF MARKETING & CLIENT SERVICES | NA | Control |
| MENDENHALL, DARYL, MARION | I | SENIOR FIXED INCOME INVESTMENT STRATEGIST | NA | Control |
| MENDENHALL, DARYL, MARION | I | SENIOR FIXED INCOME INVESTMENT STRATEGIST | NA | Control |
| SANDERS, STEVEN, LEROY | I | PRESIDENT & CEO | NA | Control |
| SANDERS, STEVEN, LEROY | I | PRESIDENT & CEO | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| SMALLS, ANTOINE, L. | I | VICE PRESIDENT OF INVESTMENT OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | SENIOR VICE PRESIDENT OF INFORMATION TECHNOLOGY & BUSINESS OPERATIONS | NA | Control |
| TATE, MICHELE, ANTOINETTE | I | VICE PRESIDENT OF TECHNOLOGY | NA | Control |
| ZAPPALA, CHARLES, ROBERT | I | DIRECTOR | NA | |
| MDL FINANCIAL, INC. | DE | OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | OWNER | E | Control |
| MDL FINANCIAL, INC. | DE | OWNER | E | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST, OWNER | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST, OWNER | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN-CEO & DIRECTOR | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN & CEO | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST | C | Control |
| LAY, MARK, DOUGLAS | I | CHAIRMAN, CEO & CHIEF INVESTMENT STRATEGIST | C | Control |
| BLACK ENTERPRISE GREENWICH CORPORATE GROWTH PARTNERS, LP | DE | OWNER | B | |
| BLACK ENTERPRISE GREENWICH CORPORATE GROWTH PARTNERS, LP | DE | OWNER | B | |
| BLACK ENTERPRISE GREENWICH CORPORATE GROWTH PARTNERS, LP | DE | OWNER | B | |
| BLACK ENTERPRISE GREENWICH CORPORATE GROWTH PARTNERS, LP | DE | OWNER | B | |
| BLACK ENTERPRISE GREENWICH CORPORATE GROWTH PARTNERS, LP | DE | OWNER | B | |
| JANUS ST. GEORGE GROUP | DE | OWNER | B | |
| JANUS ST. GEORGE GROUP, LTD. | DE | OWNER | B | |
| JANUS ST. GEORGE GROUP, LTD. | DE | OWNER | B | |
| SAFEGUARD SCIENTIFICS | DE | OWNER | B | |
| SANDERS, STEVEN, LEROY | I | VICE CHAIRMAN, DIRECTOR | B | Control |
| SANDERS, STEVEN, LEROY | I | OWNER | B | |
| SANDERS, STEVEN, LEROY | I | OWNER | B | |
| SANDERS, STEVEN, LEROY | I | CEO | B | Control |
| SANDERS, STEVEN, LEROY | I | PRESIDENT & CEO | B | Control |
| SANDERS, STEVEN, LEROY | I | VICE CHAIRMAN | B | Control |
| SANDERS, STEVEN, LEROY | I | VICE CHAIRMAN | B | Control |
| SAFEGUARD SCIENTIFICS (DELAWARE) | DE | OWNER | A | |
| SAFEGUARD SCIENTIFICS (DELAWARE) | DE | OWNER | A | |
| SAFEGUARD SCIENTIFICS (DELAWARE) | DE | OWNER | A | |
| SAFEGUARD SCIENTIFICS (DELAWARE) | DE | OWNER | A | |
| SAFEGUARD SCIENTIFICS (DELAWARE) | DE | OWNER | A | |
| WATKINS, JOSEPH | I | CHIEF MARKETING OFFICE | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ADATEPE, EDWARD, ALI | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| ADATEPE, EDWARD, ALI | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| CALDWELL, DONALD | I | MDL CAPITAL MANGEMENT, INC. | F | |
| CALDWELL, DONALD | I | MDL CAPITAL MANGEMENT, INC. | F | |
| JANUS ST. GEORGE GROUP | DE | MDL CAPITAL MANAGEMENT, INC. | F | |
| JANUS ST. GEORGE GROUP | DE | MDL CAPITAL MANAGEMENT, INC. | F | |
| JOHNSON, JERRY | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| JOHNSON, JERRY | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| SAFEGUARD SCIENTIFICS | DE | MDL CAPITAL MANGEMENT, INC. | F | |
| SAFEGUARD SCIENTIFICS | DE | MDL CAPITAL MANGEMENT, INC. | F | |
| SANDERS, STEVEN, LEROY | I | MDL CAPITAL MANGEMENT, INC. | F | Control |
| SANDERS, STEVEN, LEROY | I | MDL CAPITAL MANGEMENT, INC. | F | Control |
| WATKINS, JOSEPH | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| WATKINS, JOSEPH | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| ZAPPALA, CHARLES, ROBERT | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| ZAPPALA, CHARLES, ROBERT | I | MDL CAPITAL MANAGEMENT, INC. | F | |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
| LAY, MARK, DOUGLAS | I | MDL CAPITAL MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
May 27, 2005 REGISTERED
Notice Filings (3)
NY PA TX
Address
309 SMITHFIELD STREETFIFTH FLOOR
PITTSBURGH, PA 15222
USA
Phone: 412-281-1995