TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD #111514 SEC #801-55501 OMAHA, NE 800-669-3900
SEC Registered
Total AUM
$15.8B
Discretionary
$15.8B
Employees
20
Clients
--
Accounts
101,875
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 380
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMSTRONG, THOMAS, CHRISTIAN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| ARMSTRONG, THOMAS, CHRISTIAN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| ARMSTRONG, THOMAS, CHRISTIAN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| ARMSTRONG, THOMAS, CHRISTIAN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| ASMUS, MICHAEL, GENE | I | TREASURER | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | V. PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BELL, JOHN, FRANCIS | I | PRESIDENT & COO | NA | Control |
| BLACK, ERIK, JAMES | I | TREASURER | NA | Control |
| BLACK, ERIK, JAMES | I | TREASURER | NA | Control |
| BLACK, ERIK, JAMES | I | TREASURER | NA | Control |
| BLACK, ERIK, JAMES | I | TREASURER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BRADLEY, JOHN, THOMAS | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| BUNCH, JOHN, BRADLEY | I | BOARD OF MANAGERS MEMBER | NA | Control |
| CASEY, THOMAS, ROBERT | I | VICE PRESIDENT | NA | Control |
| CASSIDY, KAREN, A. | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CASSIDY, KAREN, ANN | I | TREASURER | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DAVIDSON, FELIX, BEARD | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DENERSTEIN, KEITH | I | VICE PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DESILVA, PETER, JAMES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| DEWALD, TERRANCE, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWALD, TERRANCE, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWALD, TERRANCE, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWALD, TERRANCE, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWALD, TERRANCE, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUFFY, ALYSSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUFFY, ALYSSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FEIGELES, MICHAEL, RUSS | I | PRESIDENT | NA | Control |
| FEIGELES, MICHAEL, RUSS | I | PRESIDENT | NA | Control |
| FEIGELES, MICHAEL, RUSS | I | PRESIDENT | NA | Control |
| FREEMAN, MICHAEL, CHRISTOPHER | I | DIRECTOR | NA | Control |
| FREEMAN, MICHAEL, CHRISTOPHER | I | DIRECTOR | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GERBER, WILLIAM, JOSEPH | I | BOARD OF MANAGERS MEMBER | NA | Control |
| GILLESPIE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILLESPIE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILLESPIE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILLESPIE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILLESPIE, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIROUX, STEPHANIE, HALLIDAY | I | VICE PRESIDENT | NA | Control |
| GIROUX, STEPHANIE, HALLIDAY | I | VICE PRESIDENT | NA | Control |
| GIROUX, STEPHANIE, HALLIDAY | I | VICE PRESIDENT | NA | Control |
| HOGAN, MICHAEL, FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOKS, DENNIS | I | PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, PATRICK, HAROLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHAZIN, BORIS | I | INVESTMENT OVERSIGHT OFFICER | NA | Control |
| KHAZIN, BORIS | I | INVESTMENT OVERSIGHT OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAGER, GERALD, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, CURTIS, L | I | DIRECTOR | NA | Control |
| KRUEGER, CURTIS, L | I | DIRECTOR | NA | Control |
| MACDONALD, JOHN, RANALD | I | VICE PRESIDENT AND TREASURER | NA | Control |
| MACDONALD, JOHN, RANALD | I | VICE PRESIDENT AND TREASURER | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| OCONNOR, BRENNA, MARIE | I | SECRETARY | NA | Control |
| OCONNOR, BRENNA, MARIE | I | SECRETARY | NA | Control |
| OCONNOR, BRENNA, MARIE | I | SECRETARY | NA | Control |
| OCONNOR, BRENNA, MARIE | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | V. PRESIDENT & TREASURER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| PETERSON, JON, CHARLES | I | BOARD OF MANAGERS MEMBER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | V. PRESIDENT & TREASURER | NA | Control |
| POWELL, JAMES, ANTHONY | I | TREASURER | NA | Control |
| RICKETTS, JOHN, JOE | I | MANAGER | NA | Control |
| RICKETTS, JOHN, JOE | I | MANAGER | NA | Control |
| RICKETTS, JOHN, PETER | I | SECRETARY & MANAGER | NA | Control |
| RICKETTS, JOHN, PETER | I | SECRETARY & MANAGER | NA | Control |
| SOBOL, ROBERT, N | I | CHIEF LEGAL OFFICER | NA | Control |
| SOBOL, ROBERT, N | I | CHIEF LEGAL OFFICER | NA | Control |
| SOBOL, ROBERT, N | I | CHIEF LEGAL OFFICER | NA | Control |
| SOBOL, ROBERT, N | I | CHIEF LEGAL OFFICER | NA | Control |
| SOBOL, ROBERT, N | I | CHIEF LEGAL OFFICER | NA | Control |
| STIMPFL, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| STIMPFL, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| STIMPFL, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| STIMPFL, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| STIMPFL, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| VULPIS, WILLIAM, JAMES | I | PRESIDENT | NA | Control |
| WALKER, ERIC, LANE | I | VICE PRESIDENT | NA | Control |
| WALKER, ERIC, LANE | I | VICE PRESIDENT | NA | Control |
| WALKER, ERIC, LANE | I | VICE PRESIDENT | NA | Control |
| WALSH, RICHARD | I | PRESIDENT | NA | Control |
| WALSH, RICHARD | I | PRESIDENT | NA | Control |
| WANGSNESS, JAMES, C | I | VICE PRESIDENT | NA | Control |
| WANGSNESS, JAMES, C | I | VICE PRESIDENT | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, PFN INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
| FINANCIAL PASSPORT, INC. | DE | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERITRAD HOLDING CORP. | DE | FINANCIAL PASSPORT, INC. | F | Control |
| AMERITRADE HOLDING CORPORATION | DE | AMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| AMERITRADE HOLDING CORPORATION | DE | AMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| AMERITRADE HOLDING CORPORATION | DE | AMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| AMERITRADE HOLDING CORPORATION | DE | AMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| AMERITRADE HOLDING CORPORATION | DE | AMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| AMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| AMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| AMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| AMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| AMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE HOLDING CORPORATION | DE | TDAMERITRADE ONLINE HOLDINGS CORP. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| TDAMERITRADE ONLINE HOLDINGS CORP. | DE | FINANCIAL PASSPORT, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | TDAMERITRADE HOLDING CORPORATION | E | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
200 SOUTH 108TH AVENUEOMAHA, NE 68154
United States
Phone: 800-669-3900