RELIASTAR INVESTMENT RESEARCH INC
CRD #111517 SEC #801-16715 MINNEAPOLIS, MN 612-372-5252
SEC Registered
Total AUM
$257M
Discretionary
$257M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, GREGORY, MELVIN | I | SENIOR VICE PRESIDENT | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS CHIEF INVESTMENT OFFICER | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT & CIO | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT & DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT & DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CROWL, RICHARD, RALPH | I | DIRECTOR/SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| CROWL, RICHARD, RALPH | I | DIRECTOR/SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| FOX, JAMES, SCOTT | I | VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| FOX, JAMES, SCOTT | I | VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| JAMISON, DENIS, PETER | I | VICE PRESIDENT | NA | Control |
| KINSEY, ROBERT, KEITH | I | VICE PRESIDENT | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| SEEL, JEFFREY, WILLIAM | I | DIRECTOR | NA | Control |
| SMITH, FRED, COOPER | I | DIRECTOR | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP | DE | MEMBER | E | Control |
| RELIASTAR FINANCIAL CORP | DE | MEMBER | E | Control |
| RELIASTAR FINANCIAL CORP | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDINGS, INC | DE | RELIASTAR FINANCIAL CORP. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | RELIASTAR FINANCIAL CORP. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | RELIASTAR FINANCIAL CORP. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
Registrations
Federal
IA
Mar 29, 2002 REGISTERED
Notice Filings (2)
GA MN
Address
100 WASHINGTON AVE SSTE 800
MINNEAPOLIS, MN 55401-2121
USA
Phone: 612-372-5252