TOP OF TEXAS FINANCIAL STRATEGIES, INC.
CRD #111518 SEC #801-46359 AMARILLO, TX 806-373-9688
SEC Registered
Total AUM
$16M
Discretionary
$16M
Employees
5
Clients
0
Accounts
250
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 20, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHILLIPS, PATRICK, HENRY | I | PRESIDENT | E | Control |
| TOP OF TEXAS FINANCIAL STRATEGIES, INC. | DE | PRESIDENT | E | Control |
| TOP OF TEXAS FINANCIAL STRATEGIES, INC. | DE | PRESIDENT | E | Control |
| TOP OF TEXAS FINANCIAL STRATEGIES, INC. | DE | PRESIDENT | E | Control |
Registrations
Federal
IA
Nov 20, 2003 REGISTERED
Notice Filings (2)
PA TX
Address
720 W. 15TH AVE.AMARILLO, TX 79101
USA
Phone: 806-373-9688