CAIN, WATTERS & ASSOCIATES, LLC
CRD #111521 SEC #801-39899 FRISCO, TX 972-233-3323
SEC Registered
Total AUM
$4.2B
Discretionary
$1.9B
Employees
337
Clients
--
Accounts
10,602
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $4.2B | $1.9B | $2.3B | 337 | 965 |
| Apr 2025 | $4.2B | $1.9B | $2.3B | 337 | 965 |
| Mar 2025 | $4.2B | $1.9B | $2.3B | 337 | 965 |
| Oct 2024 | $3.5B | $1.9B | $1.7B | 283 | 750 |
| May 2024 | $3.5B | $1.9B | $1.7B | 283 | 750 |
| Mar 2024 | $3.5B | $1.9B | $1.7B | 283 | 750 |
| Mar 2023 | $2.7B | $1.2B | $1.5B | 265 | 791 |
| Mar 2022 | $2.8B | $977.6M | $1.8B | 225 | 1,194 |
| Dec 2021 | $2.2B | $343.8M | $1.8B | 155 | 1,076 |
| Mar 2021 | $2.2B | $343.8M | $1.8B | 155 | 1,076 |
| Jan 2021 | $1.9B | $60.2M | $1.8B | 151 | 1,027 |
| Jun 2020 | $1.9B | $60.2M | $1.8B | 151 | 1,027 |
| Mar 2020 | $1.9B | $60.2M | $1.8B | 151 | 1,027 |
| Feb 2020 | $1.6B | $16.5M | $1.6B | 132 | 745 |
| Sep 2019 | $1.6B | $16.5M | $1.6B | 132 | 745 |
| Jun 2019 | $1.6B | $16.5M | $1.6B | 132 | 745 |
| May 2019 | $1.6B | $16.5M | $1.6B | 132 | 745 |
| Mar 2019 | $1.6B | $16.5M | $1.6B | 132 | 745 |
| Feb 2019 | $1.7B | $0 | $1.7B | 159 | 687 |
| Jan 2019 | $1.7B | $0 | $1.7B | 159 | 687 |
| Nov 2018 | $1.7B | $0 | $1.7B | 159 | 687 |
| Jun 2018 | $1.7B | $0 | $1.7B | 159 | 687 |
| Mar 2018 | $1.7B | $0 | $1.7B | 159 | 687 |
| Jun 2017 | $1.5B | $0 | $1.5B | 124 | 1,700 |
| Jun 2017 | $1.5B | $0 | $1.5B | 124 | 1,700 |
| Mar 2017 | $1.5B | $0 | $1.5B | 124 | 1,700 |
| Jan 2017 | $1.4B | $1.4B | $0 | 116 | 1,600 |
| Oct 2016 | $1.4B | $1.4B | $0 | 116 | 1,600 |
| Jul 2016 | $1.4B | $1.4B | $0 | 116 | 1,600 |
| Mar 2016 | $1.4B | $1.4B | $0 | 116 | 1,600 |
| Jan 2016 | $1.4B | $0 | $1.4B | 101 | 1,500 |
| Jun 2015 | $1.4B | $0 | $1.4B | 101 | 1,500 |
| Mar 2015 | $1.4B | $0 | $1.4B | 101 | 1,500 |
| Jan 2015 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Aug 2014 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Jul 2014 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Jul 2014 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Apr 2014 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Mar 2014 | $1.3B | $0 | $1.3B | 103 | 1,500 |
| Jan 2014 | $1.2B | $0 | $1.2B | 99 | 1,400 |
| Oct 2013 | $1.2B | $0 | $1.2B | 99 | 1,400 |
| Jul 2013 | $1.2B | $0 | $1.2B | 99 | 1,400 |
| Mar 2013 | $1.2B | $0 | $1.2B | 99 | 1,400 |
| Sep 2012 | $1B | $0 | $1B | 51 | 1,400 |
| Aug 2012 | $1B | $0 | $1B | 51 | 1,400 |
| Mar 2012 | $1B | $0 | $1B | 51 | 1,400 |
| Mar 2012 | $1B | $0 | $1B | 51 | 1,400 |
| Jun 2011 | $1.1B | $0 | $1.1B | 51 | -- |
| May 2011 | $1.1B | $0 | $1.1B | 51 | -- |
| Apr 2011 | $1.1B | $0 | $1.1B | 51 | -- |
| Mar 2011 | $1.1B | $0 | $1.1B | 51 | -- |
| Sep 2009 | $779.8M | $0 | $779.8M | 51 | -- |
| Mar 2009 | $779.8M | $0 | $779.8M | 51 | -- |
| Mar 2008 | $1.1B | $0 | $1.1B | 51 | -- |
| Jan 2008 | $1.4B | $0 | $1.4B | 51 | -- |
| Mar 2007 | $1.4B | $0 | $1.4B | 51 | -- |
| Mar 2007 | $1.4B | $0 | $1.4B | 51 | -- |
| Jan 2007 | $1.4B | $0 | $1.4B | 51 | -- |
| Mar 2006 | $1.4B | $0 | $1.4B | 51 | -- |
| Jun 2005 | $1.2B | $0 | $1.2B | 51 | -- |
| May 2005 | $1.2B | $0 | $1.2B | 51 | -- |
| Feb 2005 | $1.2B | $0 | $1.2B | 51 | -- |
DateAug 2025
Total AUM$4.2B
Discretionary$1.9B
Non-Disc.$2.3B
Employees337
Clients965
DateApr 2025
Total AUM$4.2B
Discretionary$1.9B
Non-Disc.$2.3B
Employees337
Clients965
DateMar 2025
Total AUM$4.2B
Discretionary$1.9B
Non-Disc.$2.3B
Employees337
Clients965
DateOct 2024
Total AUM$3.5B
Discretionary$1.9B
Non-Disc.$1.7B
Employees283
Clients750
DateMay 2024
Total AUM$3.5B
Discretionary$1.9B
Non-Disc.$1.7B
Employees283
Clients750
DateMar 2024
Total AUM$3.5B
Discretionary$1.9B
Non-Disc.$1.7B
Employees283
Clients750
DateMar 2023
Total AUM$2.7B
Discretionary$1.2B
Non-Disc.$1.5B
Employees265
Clients791
DateMar 2022
Total AUM$2.8B
Discretionary$977.6M
Non-Disc.$1.8B
Employees225
Clients1,194
DateDec 2021
Total AUM$2.2B
Discretionary$343.8M
Non-Disc.$1.8B
Employees155
Clients1,076
DateMar 2021
Total AUM$2.2B
Discretionary$343.8M
Non-Disc.$1.8B
Employees155
Clients1,076
DateJan 2021
Total AUM$1.9B
Discretionary$60.2M
Non-Disc.$1.8B
Employees151
Clients1,027
DateJun 2020
Total AUM$1.9B
Discretionary$60.2M
Non-Disc.$1.8B
Employees151
Clients1,027
DateMar 2020
Total AUM$1.9B
Discretionary$60.2M
Non-Disc.$1.8B
Employees151
Clients1,027
DateFeb 2020
Total AUM$1.6B
Discretionary$16.5M
Non-Disc.$1.6B
Employees132
Clients745
DateSep 2019
Total AUM$1.6B
Discretionary$16.5M
Non-Disc.$1.6B
Employees132
Clients745
DateJun 2019
Total AUM$1.6B
Discretionary$16.5M
Non-Disc.$1.6B
Employees132
Clients745
DateMay 2019
Total AUM$1.6B
Discretionary$16.5M
Non-Disc.$1.6B
Employees132
Clients745
DateMar 2019
Total AUM$1.6B
Discretionary$16.5M
Non-Disc.$1.6B
Employees132
Clients745
DateFeb 2019
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees159
Clients687
DateJan 2019
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees159
Clients687
DateNov 2018
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees159
Clients687
DateJun 2018
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees159
Clients687
DateMar 2018
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees159
Clients687
DateJun 2017
Total AUM$1.5B
Discretionary$0
Non-Disc.$1.5B
Employees124
Clients1,700
DateJun 2017
Total AUM$1.5B
Discretionary$0
Non-Disc.$1.5B
Employees124
Clients1,700
DateMar 2017
Total AUM$1.5B
Discretionary$0
Non-Disc.$1.5B
Employees124
Clients1,700
DateJan 2017
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees116
Clients1,600
DateOct 2016
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees116
Clients1,600
DateJul 2016
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees116
Clients1,600
DateMar 2016
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees116
Clients1,600
DateJan 2016
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees101
Clients1,500
DateJun 2015
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees101
Clients1,500
DateMar 2015
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees101
Clients1,500
DateJan 2015
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateAug 2014
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateJul 2014
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateJul 2014
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateApr 2014
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateMar 2014
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees103
Clients1,500
DateJan 2014
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees99
Clients1,400
DateOct 2013
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees99
Clients1,400
DateJul 2013
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees99
Clients1,400
DateMar 2013
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees99
Clients1,400
DateSep 2012
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees51
Clients1,400
DateAug 2012
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees51
Clients1,400
DateMar 2012
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees51
Clients1,400
DateMar 2012
Total AUM$1B
Discretionary$0
Non-Disc.$1B
Employees51
Clients1,400
DateJun 2011
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees51
Clients--
DateMay 2011
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees51
Clients--
DateApr 2011
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees51
Clients--
DateMar 2011
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees51
Clients--
DateSep 2009
Total AUM$779.8M
Discretionary$0
Non-Disc.$779.8M
Employees51
Clients--
DateMar 2009
Total AUM$779.8M
Discretionary$0
Non-Disc.$779.8M
Employees51
Clients--
DateMar 2008
Total AUM$1.1B
Discretionary$0
Non-Disc.$1.1B
Employees51
Clients--
DateJan 2008
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees51
Clients--
DateMar 2007
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees51
Clients--
DateMar 2007
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees51
Clients--
DateJan 2007
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees51
Clients--
DateMar 2006
Total AUM$1.4B
Discretionary$0
Non-Disc.$1.4B
Employees51
Clients--
DateJun 2005
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees51
Clients--
DateMay 2005
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees51
Clients--
DateFeb 2005
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees51
Clients--