ASSET PLANNING, INC
CRD #111535 SEC #801-62993 CYPRESS, CA 714-827-5794
SEC Registered
Total AUM
$506M
Discretionary
$504.7M
Employees
6
Clients
25
Accounts
1,018
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIELD, SANDRA, CHERYL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| FIELD, SANDRA, CHERYL | I | PRESIDENT | D | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| BURCH, DIANE, KAY | I | VICE PRESIDENT | B | |
| BURCH, DIANE, KAY | I | VICE PRESIDENT | B | Control |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | VICE PRESIDENT | B | |
| BURCH, DIANE, KAY | I | VICE PRESIDENT | B | Control |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| BURCH, DIANE, KAY | I | TREASURER | B | |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| NELSEN, ERIN, MARIE | I | SECRETARY | B | Control |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | Control |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | Control |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| PATRICK, CAROL, JOLENE | I | SECRETARY | B | |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SOMOANO, CAROL | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
10601 WALKER STREETSUITE 170
CYPRESS, CA 90630
United States
Phone: 714-827-5794