HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
CRD #111549 SEC #801-132732 SAN JOSE, CA 408-297-9800
SEC Registered
Total AUM
$114.4M
Discretionary
$114.4M
Employees
2
Clients
11
Accounts
315
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 9, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HECKMAN, ERIC, RAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HECKMAN, ERIC, RAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HECKMAN, ERIC, RAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 9, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
333 W SANTA CLARA STSUITE 604
SAN JOSE, CA 95113-1125
United States
Phone: 408-297-9800